Joseph Capital, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
San Juan, PR
CRD number
120414
Registered since
July 17, 2002

Firm profile

FINTRX

Overview

Joseph Capital, LLC is organized as a limited liability company and has been SEC-registered since 2002. FINTRX classifies the firm as "Unclassified" and lists the owner type as a domestic entity / individual. Public records note the firm is not structured as a capital allocator, does not identify as an ESG-focused investor, and is not registered as a multistate or newly formed adviser. The firm is also not indicated to act as a pension consultant or as a related adviser to another registered firm. Available data on Joseph Capital’s client mix, fee schedules, and specific advisory activities is limited in FINTRX. The snapshot suggests a small, narrowly documented operation rather than a firm with broad, publicly disclosed product or distribution footprints.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 4
  • Manju Basavaraju

    Head of Institutional SalesCRD 2535578

  • Michael Ross

    Michael Ross

    PresidentCRD 3133134

  • John Miller

    FinOpCRD 2139980

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Juan, PR

Location

San Juan, PR

Headquartered in San Juan, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
15 Calle Taft
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth