JOSEPH CAPITAL, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
SAN JUAN, PR
CRD number
120414
Registered since
July 17, 2002

Firm profile

FINTRX

Overview

Joseph Capital, LLC is a limited liability company that has been registered with the SEC since 2002. The firm is owned by a combination of a domestic entity and an individual. In the available records it is classified as "Unclassified" and is not identified as a capital allocator. It does not report being an active ESG investor, is not a multisate adviser according to the snapshot, and is not listed as a pension consultant or related adviser. The firm has not provided detail in the source data about its advisory disciplines, client segments, fee schedules, or specific business activities. That absence of disclosure limits visibility into the strategies, target clients, or services Joseph Capital emphasizes.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • MANJU BASAVARAJU

    Head of Institutional SalesCRD 2535578

  • MICHAEL ROSS

    PresidentCRD 3133134

  • JOHN MILLER

    FinOpCRD 2139980

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN JUAN, PR

Location

SAN JUAN, PR

Headquartered in SAN JUAN, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
15 Calle Taft
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth