GAMMA SECURITIES, LLC
Firm details
- Headquarters
- SAN JUAN, PR
- CRD number
- 298341
- Registered since
- January 28, 2022
- Website
- gammaam.com
Firm profile
FINTRXOverview
Gamma Securities, LLC is organized as a limited liability company and is registered with the SEC (registration recorded in 2022). Public filings classify the firm as unclassified and identify ownership as a mix of a domestic entity and an individual. Filings indicate the firm does not act as a capital allocator and is not an active ESG investor. The firm has provided minimal public detail about its business model: there are no disclosed descriptions of client types, fee schedules, advisory offerings, or day-to-day business activities. Gamma Securities is not identified as a multi-state adviser and is not listed as a pension consultant or related adviser in available records.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Rafael Capa Martinez
Chief Risk OfficerCRD 6578009
DAVID GALARZA-SOSA
Chief Compliance OfficerCRD 5221334
MANUEL TRONCOSO ACEBAL
Chief Executive OfficerCRD 6230010
Contacts
3 of 13AMANDA NEGRON
Assistant Vice PresidentCRD 5114294
JORDAN ROTHENBERG
Executive Vice President, Head of Business Development & StrategyCRD 2331537
RODRIGO SANCHEZ RAMOS
AnalystCRD 7866172
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAN JUAN, PR
Location
SAN JUAN, PR
Headquartered in SAN JUAN, PR, anchoring the San Juan-Bayam_n, PR metro.
- Metro area
- San Juan-Bayam_n, PR
- Address
- 500 De Lane Tanca Bldg
- Office locations
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