GAMMA SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
SAN JUAN, PR
CRD number
298341
Registered since
January 28, 2022

Firm profile

FINTRX

Overview

Gamma Securities, LLC is organized as a limited liability company and is registered with the SEC (registration recorded in 2022). Public filings classify the firm as unclassified and identify ownership as a mix of a domestic entity and an individual. Filings indicate the firm does not act as a capital allocator and is not an active ESG investor. The firm has provided minimal public detail about its business model: there are no disclosed descriptions of client types, fee schedules, advisory offerings, or day-to-day business activities. Gamma Securities is not identified as a multi-state adviser and is not listed as a pension consultant or related adviser in available records.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Rafael Capa Martinez

    Chief Risk OfficerCRD 6578009

  • DAVID GALARZA-SOSA

    Chief Compliance OfficerCRD 5221334

  • MANUEL TRONCOSO ACEBAL

    Chief Executive OfficerCRD 6230010

Contacts

3 of 13
  • AMANDA NEGRON

    Assistant Vice PresidentCRD 5114294

  • JORDAN ROTHENBERG

    Executive Vice President, Head of Business Development & StrategyCRD 2331537

  • RODRIGO SANCHEZ RAMOS

    AnalystCRD 7866172

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN JUAN, PR

Location

SAN JUAN, PR

Headquartered in SAN JUAN, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
500 De Lane Tanca Bldg
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth