Popular Securities, LLC

Broker-DealerFINRA MemberEst. 2000

Total AUM

$2.6B

Discretionary

$2.1B

82% of AUM

Accounts

2,767

Employees

Advisory reps

106

Brokerage reps

Firm details

Headquarters: Hato Rey, PR
CRD number: 8096
Registered since: September 29, 2000
Website: www.popular.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Other
Client types: Corporations / Businesses57.06%
HNWI17.48%
Pension & Profit Sharing Plans16.65%
Individuals8.66%
Charitable Organizations0.15%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Popular Securities, LLC is an SEC-registered broker-dealer and insurance broker that also serves as a capital allocator and registered investment adviser. The firm serves both individual/family clients and institutional clients, providing a mix of brokerage and advisory services including financial planning, portfolio management for individuals and pooled vehicles, selection of other advisers, pension consulting-related services, and educational seminars. Its reported business model blends fee-based portfolio management (percentage of AUM and other fee arrangements) with traditional broker-dealer distribution activities. The firm’s stated investment tilt is toward fixed income; it is not identified as an active ESG investor. Popular Securities operates in both advisory and intermediary roles and lists affiliations with banking, trust, and insurance institutions in its regulatory filings.