Popular Securities, LLC

Broker-DealerFINRA MemberEst. 2000

Total AUM

$2.6B

Discretionary

$2.1B

82% of AUM

Accounts

2,767

Employees

Advisory reps

105

Brokerage reps

Firm details

Headquarters: Hato Rey, PR
CRD number: 8096
Registered since: September 29, 2000
Website: www.popular.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Other
Client types: Corporations / Businesses57.06%
HNWI17.48%
Pension & Profit Sharing Plans16.65%
Individuals8.66%
Charitable Organizations0.15%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Popular Securities, LLC is a broker-dealer and insurance broker organized as an LLC and registered with the SEC since 2000. The firm operates as both a capital allocator and an intermediary, serving individual and family clients alongside institutional accounts. Its business mix combines traditional brokerage and insurance distribution with advisory services: financial planning, portfolio management for individuals, pooled vehicles and institutions, pension consulting, manager selection, and client education. Compensation includes percentage-of-AUM fees alongside other fee arrangements. The firm does not present itself as an active ESG investor.