Cascade Investment Group, Inc.

Broker-DealerFINRA Member

Total AUM

$420M

Discretionary

$379M

90% of AUM

Accounts

978

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Colorado Springs, Colorado
CRD number: 35844
Registered since: February 10, 1997
Website: ciginc.net
Custodians: RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI49.53%
Individuals33.83%
Pension & Profit Sharing Plans9.62%
Charitable Organizations6.06%
Corporations / Businesses0.95%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cascade Investment Group, Inc. is a bank-affiliated broker-dealer and registered investment adviser that serves both individual and institutional clients. The firm is SEC-registered (initial registration in 1997) and combines broker-dealer, registered representative and insurance brokerage activity with advisory services such as financial planning, portfolio management for individuals, small businesses and institutions, selection of outside advisers, and educational workshops. Its fee model includes percentage-of-AUM charges alongside hourly fees, and the firm identifies itself as a capital allocator that places client capital with third-party managers when appropriate. Cascade does not position itself as an ESG-focused investor and maintains an industry affiliation with banking or thrift institutions.