Gill Capital Partners

Broker-DealerFINRA MemberEst. 2006
Total AUM
$862M
Discretionary
$862M
100% of AUM
Accounts
1,548
Employees
17
Advisory reps
18
Brokerage reps
10

Firm details

Headquarters
Denver, Colorado
CRD number
14559
Registered since
December 15, 2006
Website
www.gillinvest.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • HNWI65.5%
  • Pension & Profit Sharing Plans11.49%
  • Individuals11.28%
  • Pooled Investment Vehicles3.59%
  • State / Municipal Government3.35%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Gill Capital Partners is a privately held limited liability company that operates as an independent broker‑dealer and insurance broker. The firm has been SEC‑registered since 2006 and functions as a capital allocator for both individual/family and institutional clients. Its advisory services span financial planning, portfolio management for individuals, small businesses and pooled vehicles, pension consulting, manager selection, and educational seminars. Gill Capital Partners charges a mix of percentage‑of‑AUM, hourly, fixed fees and commissions. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, State & Local Bonds 26%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 6%, Public Funds/Mutual Funds 3%, US Government Bonds 2%, Private Funds 2%, Other 2%49%
  • Exchange Traded Equities49%
  • State & Local Bonds26%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents6%
  • Public Funds/Mutual Funds3%

Owners & executives

2 of 2
  • Leslie Rojas

    Leslie Rojas

    Chief Compliance OfficerCRD 4046779

  • Bernardo Romero

    Bernardo Romero

    CEO & Co-FounderCRD 1934216

Contacts

3 of 16

  • Christopher Duncan

    Registered RepresentativeCRD 4551682

  • Traci Sarmiento

    Traci Sarmiento

    SENIOR CLIENT EXPERIENCE MANAGERCRD 3187072

  • John Beaty

    John Beaty

    Trader, AnalystCRD 6931686

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 328

Active vs passive

$318M in ETFs

Passive

71%

$226M

Active

24%

$91.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TAX-MANAGED FUNDS (VEA)VanguardPassiveForeign Large Blend$26.3M369,4538.29%
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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
4582 S Ulster St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth