SORSBY FINANCIAL CORP

Overview

Sorsby Financial Corp. operates as a small, independent broker‑dealer focused on serving individual and family clients. The firm leans heavily into equity exposure: exchange‑listed stocks and ETFs account for the vast majority of assets it manages, and its filings show a clear preference for equity allocations rather than fixed income or cash. Advisory activity spans financial planning and portfolio management for individuals, small businesses and pooled investment vehicles, and the firm serves as sponsor, general partner and managing member for pooled funds it sponsors. Fee arrangements are varied — percentage of AUM, hourly and fixed fees, commissions and performance‑based fees are all disclosed — which reflects a mix of retail brokerage relationships and more institutionalized fund management (including incentive structures common in hedge funds). The firm reports conducting primarily non‑discretionary business, which suggests many client accounts retain decision authority or trade authorizations that differ from fully discretionary portfolio management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices