Shearman, Ralston Inc.

Overview

Shearman, Ralston Inc. is a small, privately owned brokerage and advisory firm that serves individual and family clients. The firm combines broker-dealer activity with portfolio management for individuals and small businesses and charges clients on a percentage-of-AUM basis. It reports an ownership structure tied to an individual and keeps a relatively narrow operational footprint, custodied through Apex Clearing Corporation. The firm does not position itself as a capital allocator and does not identify as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices