Chatsworth Securities LLC

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
40804
Registered since
November 15, 1996

Firm profile

FINTRX

Overview

Chatsworth Securities LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 1996. Ownership is recorded as involving a domestic entity and an individual. Public snapshots indicate the firm does not present itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser or a pension consultant. Disclosure about core business lines, advisory activities, client base and fee arrangements was not provided in the source data. That lack of detail limits visibility into whether Chatsworth operates primarily as a broker-dealer, provides separate advisory platforms, or focuses on transactional investment banking work versus discretionary portfolio management.

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Gennaro Fulvio

    CFO/FINOPCRD 2435828

Contacts

3 of 26
  • Richard Nordin

    Richard Nordin

    Managing DirectorCRD 6206777

  • Paul Escott

    Paul Escott

    Managing DirectorCRD 2747870

  • Takanori Yokose

    Takanori Yokose

    Managing DirectorCRD 4352523

Unlock 23 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
95 E Putnam Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth