CHATSWORTH SECURITIES LLC

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
28
Avg account
$0

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
40804
Registered since
November 15, 1996

Firm profile

FINTRX

Overview

Chatsworth Securities LLC is an LLC-classified investment bank that has been SEC-registered since 1996. The firm’s ownership is described as a combination of a domestic entity and an individual. Public data indicate a narrow regulatory footprint: it is not listed as a multi-state adviser, not a pension consultant, not a related adviser, and is not flagged as an active ESG investor. The firm’s public profile offers limited detail about its day-to-day advisory activities or client segments. Its classification as an investment bank together with the absence of a capital-allocator designation suggests the firm operates more as an intermediary or financial-services specialist rather than as a principal investment manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • GENNARO FULVIO

    CFO/FINOPCRD 2435828

Contacts

3 of 27
  • RICHARD NORDIN

    Managing DirectorCRD 6206777

  • PAUL ESCOTT

    Managing DirectorCRD 2747870

  • TAKANORI YOKOSE

    Managing DirectorCRD 4352523

Unlock 24 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
95 E Putnam Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth