Broker-Dealers in Connecticut
118 Broker-Dealers headquartered in Connecticut managing a combined $14B.
By city
GreenwichConnecticut31 FIRMS · $728MStamfordConnecticut30 FIRMSWestportConnecticut11 FIRMS · $2.3BHartfordConnecticut7 FIRMS · $572MNorwalkConnecticut6 FIRMSNew CanaanConnecticut6 FIRMSSheltonConnecticut4 FIRMSSouthportConnecticut3 FIRMSDarienConnecticut3 FIRMSWindsorConnecticut3 FIRMS · $3.9BGlastonburyConnecticut2 FIRMSBloomfieldConnecticut1 FIRMWoodbridgeConnecticut1 FIRMCos CobConnecticut1 FIRMDanburyConnecticut1 FIRMEastonConnecticut1 FIRMFairfieldConnecticut1 FIRMFarmingtonConnecticut1 FIRMGoshenConnecticut1 FIRMMeridenConnecticut1 FIRM · $6.5BNew HavenConnecticut1 FIRMPlantsvilleConnecticut1 FIRMWest HartfordConnecticut1 FIRM
All Broker-Dealers in Connecticut
Osaic Institutions, Inc.
Broker-DealerMeriden, CT
AUM $6.5BTEAM 1839REPS 724
Voya Financial Advisors, Inc.
Broker-DealerWindsor, CT
AUM $3.9BTEAM 638REPS 1012
A.G.P. / Alliance Global Partners
Broker-DealerWestport, CT
AUM $2.3BTEAM 320REPS 307
Searle & Co
Broker-DealerGreenwich, CT
AUM $630MTEAM 13REPS 13
Conning Investment Products, Inc.
Broker-DealerHartford, CT
AUM $572MTEAM 8REPS 36
Shearman, Ralston Inc.
Broker-DealerGreenwich, CT
AUM $97.7MTEAM 4REPS 4
Babcock & Brown Securities LLC
Broker-DealerCos Cob, CT
AUM —REPS 10
MC Square Capital, LLC
Broker-DealerGreenwich, CT
AUM —REPS 5
Starwood Capital, L.L.C.
Broker-DealerGreenwich, CT
AUM —REPS 25
Talcott Resolution Distribution Company, Inc.
Broker-DealerHartford, CT
AUM —REPS 45
Stock Securities LLC
Broker-DealerStamford, CT
AUM —REPS 5
Global Atlantic Distributors, LLC
Broker-DealerHartford, CT
AUM —REPS 201
Fairview Securities, Inc.
Broker-DealerWestport, CT
AUM —REPS 6
Natwest Markets Securities Inc.
Broker-DealerStamford, CT
AUM —REPS 138
BCP Securities, Inc.
Broker-DealerGreenwich, CT
AUM —REPS 48
Wharton Midmarket Securities Inc.
Broker-DealerWoodbridge, CT
AUM —REPS 2
Crito Capital LLC
Broker-DealerWestport, CT
AUM —TEAM 2REPS 31
Westminster Research Associates LLC
Broker-DealerStamford, CT
AUM —REPS 13
Carter Capital Corporation
Broker-DealerSouthport, CT
AUM —REPS 11
Dowling & Partners Securities LLC
Broker-DealerFarmington, CT
AUM —REPS 39
Pentegra Distributors Inc.
Broker-DealerShelton, CT
AUM —REPS 39
AMG Distributors, Inc.
Broker-DealerStamford, CT
AUM —REPS 125
C&C Trading L.L.C.
Broker-DealerGreenwich, CT
AUM —REPS 16
Wright Investors' Service Distributors, Inc.
Broker-DealerShelton, CT
AUM —REPS 5
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