Broker-Dealers in Connecticut
119 Broker-Dealers headquartered in Connecticut managing a combined $14.6B.
By city
GreenwichConnecticut31 FIRMS · $728MStamfordConnecticut30 FIRMSWestportConnecticut11 FIRMS · $2.9BHartfordConnecticut7 FIRMS · $572MNew CanaanConnecticut6 FIRMSNorwalkConnecticut6 FIRMSSheltonConnecticut4 FIRMSSouthportConnecticut3 FIRMSDarienConnecticut3 FIRMSWindsorConnecticut3 FIRMS · $3.9BGlastonburyConnecticut2 FIRMSWest HartfordConnecticut1 FIRMBloomfieldConnecticut1 FIRMWoodbridgeConnecticut1 FIRMCos CobConnecticut1 FIRMDanburyConnecticut1 FIRMEastonConnecticut1 FIRMFairfieldConnecticut1 FIRMFarmingtonConnecticut1 FIRMGoshenConnecticut1 FIRMMeridenConnecticut1 FIRM · $6.5BNew HavenConnecticut1 FIRMNew MilfordConnecticut1 FIRMPlantsvilleConnecticut1 FIRM
All Broker-Dealers in Connecticut
Osaic Institutions, Inc.
Broker-DealerMeriden, CT
AUM $6.5BTEAM 1839REPS 727
Voya Financial Advisors, Inc.
Broker-DealerWindsor, CT
AUM $3.9BTEAM 638REPS 1004
A.G.P. / Alliance Global Partners
Broker-DealerWestport, CT
AUM $2.9BTEAM 332REPS 308
Searle & Co
Broker-DealerGreenwich, CT
AUM $630MTEAM 13REPS 13
Conning Investment Products, Inc.
Broker-DealerHartford, CT
AUM $572MTEAM 8REPS 37
Shearman, Ralston Inc.
Broker-DealerGreenwich, CT
AUM $97.7MTEAM 4REPS 4
Oasis Pro Markets LLC
Broker-DealerStamford, CT
AUM —REPS 5
Commonfund Securities, Inc.
Broker-DealerNorwalk, CT
AUM —REPS 36
Philosmith Securities LLC
Broker-DealerStamford, CT
AUM —REPS 6
Williams Trading LLC
Broker-DealerWestport, CT
AUM —REPS 18
Bitooda Technologies LLC
Broker-DealerGreenwich, CT
AUM —REPS 5
Interactive Brokers LLC
Broker-DealerGreenwich, CT
AUM —REPS 405
VP Distributors, LLC
Broker-DealerHartford, CT
AUM —REPS 219
Stock Securities LLC
Broker-DealerStamford, CT
AUM —REPS 5
Cicada Securities
Broker-DealerGreenwich, CT
AUM —REPS 6
Fairview Securities, Inc.
Broker-DealerWestport, CT
AUM —REPS 6
Mallory Capital Group, LLC
Broker-DealerDarien, CT
AUM —REPS 7
Buckler Securities LLC
Broker-DealerGreenwich, CT
AUM —REPS 27
Ibkr Securities Services LLC
Broker-DealerGreenwich, CT
AUM —REPS 16
Talcott Resolution Distribution Company, Inc.
Broker-DealerHartford, CT
AUM —REPS 45
Cambridge International Partners LLC
Broker-DealerStamford, CT
AUM —REPS 5
Natwest Markets Securities Inc.
Broker-DealerStamford, CT
AUM —REPS 137
AMA Securities LLC
Broker-DealerStamford, CT
AUM —REPS 7
Herbert J. Sims & Co, Inc.
Broker-DealerFairfield, CT
AUM —REPS 90
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