Conning Investment Products, Inc.

Broker-DealerFINRA Member
Total AUM
$572M
Discretionary
$572M
100% of AUM
Accounts
9
Employees
8
Advisory reps
37
Brokerage reps
5

Firm details

Headquarters
Hartford, Connecticut
CRD number
120387
Registered since
June 5, 2014
Custodians
ROYAL BANK OF CANADA DEXIA, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • Insurance Companies98.6%
  • Corporations / Businesses1.4%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Conning Investment Products, Inc. is a corporation operating as an institutional registered investment adviser and broker-dealer. The firm is SEC-registered (registered in 2014) and reports a business model focused on portfolio management for businesses and institutional clients, charging fees as a percentage of assets under management. It identifies as a domestic entity/individual ownership structure and is not positioned as a capital allocator. Conning flags itself as an active ESG investor and maintains industry roles beyond advising, including broker-dealer activity and other sponsor/manager roles tied to pooled vehicles and real estate. Conning’s regulatory and activity profile shows a mix of functions: portfolio management for institutions, broker-dealer operations, and affiliations that include other investment adviser roles, CPO/CTA involvement, insurance company relationships, real estate brokerage, and sponsorship or GP roles in pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 48%, Investment Grade Corp Bonds 46%, Other 4%, Exchange Traded Equities 1%, Cash & Cash Equivalents 1%48%
  • US Government Bonds48%
  • Investment Grade Corp Bonds46%
  • Other4%
  • Exchange Traded Equities1%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 5
  • Robert Pearce

    Robert Pearce

    Managing Director and Chief Compliance OfficerCRD 1991468

  • Linwood Bradford

    Linwood Bradford

    Chair and Chief Executive OfficerCRD 4179446

  • Jung Lee

    Jung Lee

    Chief Operating Officer & Chief Financial OfficerCRD 2791334

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Contacts

3 of 32
  • David Capozza

    David Capozza

    Compliance OfficerCRD 5091896

  • Kyle Falk

    Kyle Falk

    Director, Corporate DevelopmentCRD 6546410

  • Kenneth George

    Kenneth George

    FinOpCRD 2643369

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hartford, CT

Hartford

Location

Hartford, CT

Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
1 Financial Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth