UBS Fund Services (USA) LLC
Firm details
- Headquarters
- Hartford, Connecticut
- CRD number
- 41848
- Registered since
- December 20, 1996
- Website
- www.ubs.com
Firm profile
FINTRXOverview
UBS Fund Services (USA) LLC is organized as a limited liability company that provides fund services under the UBS umbrella. The firm is classified as "Unclassified" in the snapshot data and is identified as having domestic-entity and individual ownership characteristics. The profile indicates the firm does not act as a capital allocator and is not positioned as an active ESG investor, pension consultant, related adviser, or a multi-state/advisory firm. The available descriptors suggest a service-oriented entity focused on fund support rather than discretionary asset management or financial advisory relationships. Fee structure, client types, and specific business or advisory activities were not provided in the source data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 14
Nicholas Pile
DirectorCRD 2727759

Jeffrey Maguire
Managing Director & Portfolio ManagerCRD 3110697

Thomas O'shea
Managing DirectorCRD 4803329
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Hartford, CT
Hartford
Location
Hartford, CT
Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 10 State House Sq
- Time zone
- ET (UTC-5)
- Office locations
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