ERG Securities (US) LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
—
Advisory reps
14
Avg account
$0

Firm details

Headquarters
New Haven, Connecticut
CRD number
121057
Registered since
November 12, 2002

Firm profile

FINTRX

Overview

ERG Securities (US) LLC is organized as a limited liability company and is classified in FINTRX data as an investment bank. The firm has been SEC-registered since 2002. Ownership is listed as a combination of a domestic entity and an individual. FINTRX indicates the firm is not a capital allocator and does not identify ERG Securities (US) LLC as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm's profile on FINTRX does not include details about advisory activities, fee schedules, or client segments, which aligns with its investment-bank classification rather than a traditional registered investment adviser operating discretionary client accounts.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • George O'dowd

    PartnerCRD 2219430

  • William Swenson

    PartnerCRD 1434813

  • Debra Pipines

    Debra Pipines

    PrincipalCRD 1503019

Unlock 11 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New Haven, CT

New Haven

Location

New Haven, CT

Headquartered in New Haven, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New Haven
Address
157 Church St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth