ERG Securities (US) LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
14
Avg account
$0

Firm details

Headquarters
New Haven, Connecticut
CRD number
121057
Registered since
November 12, 2002

Firm profile

FINTRX

Overview

ERG Securities (US) LLC is organized as a limited liability company and is classified as an investment bank. The firm's ownership is attributed to both a domestic entity and an individual. Publicly reported attributes indicate it does not act as a capital allocator and is not identified as an active ESG investor. The firm is not described as a multi-state adviser and there are no stated advisory or pension consulting activities in the available data. Available records for the firm are sparse; business activities, advisory services, and affiliations are not detailed in the source dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • George O'dowd

    PartnerCRD 2219430

  • William Swenson

    PartnerCRD 1434813

  • Debra Pipines

    Debra Pipines

    PrincipalCRD 1503019

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New Haven, CT

New Haven

Location

New Haven, CT

Headquartered in New Haven, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New Haven
Address
157 Church St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth