ERG Securities (US) LLC
Firm details
- Headquarters
- New Haven, Connecticut
- CRD number
- 121057
- Registered since
- November 12, 2002
- Website
- ergsecurities.com
Firm profile
FINTRXOverview
ERG Securities (US) LLC is organized as a limited liability company and is classified in FINTRX data as an investment bank. The firm has been SEC-registered since 2002. Ownership is listed as a combination of a domestic entity and an individual. FINTRX indicates the firm is not a capital allocator and does not identify ERG Securities (US) LLC as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm's profile on FINTRX does not include details about advisory activities, fee schedules, or client segments, which aligns with its investment-bank classification rather than a traditional registered investment adviser operating discretionary client accounts.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 14George O'dowd
PartnerCRD 2219430
William Swenson
PartnerCRD 1434813

Debra Pipines
PrincipalCRD 1503019
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Haven, CT
New Haven
Location
New Haven, CT
Headquartered in New Haven, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New Haven
- Address
- 157 Church St
- Time zone
- ET (UTC-5)
- Office locations
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