ERG Securities (US) LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
New Haven, Connecticut
CRD number
121057
Registered since
November 12, 2002

Firm profile

FINTRX

Overview

ERG Securities (US) LLC is organized as an LLC and is classified in public records as an investment bank. The firm has been SEC-registered since 2002. Public disclosure indicates ownership structure includes a domestic entity and an individual. ERG does not present itself as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • George O'dowd

    PartnerCRD 2219430

  • William Swenson

    PartnerCRD 1434813

  • Debra Pipines

    Debra Pipines

    PrincipalCRD 1503019

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New Haven, CT

New Haven

Location

New Haven, CT

Headquartered in New Haven, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New Haven
Address
157 Church St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth