ERG SECURITIES (US) LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
NORWALK, Connecticut
CRD number
121057
Registered since
November 12, 2002

Firm profile

FINTRX

Overview

ERG Securities (US) LLC is organized as a limited liability company that operates as an investment bank and has been SEC-registered since 2002. Ownership is reported as a combination of a domestic corporate entity and an individual. Public records indicate the firm does not function as a capital allocator, is not registered as a multi-state adviser, and is not characterized as an active ESG investor. It also does not list itself as a pension consultant or a related adviser. The available disclosures do not describe advisory mandates, fee schedules, or a retail/high-net-worth client focus. The profile and registrant attributes are consistent with a firm oriented toward broker‑dealer or corporate finance activities rather than portfolio management or registered investment adviser services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 13
  • WILLIAM SWENSON

    PartnerCRD 1434813

  • CHARLES BROWN

    PresidentCRD 1740872

  • LOUIS COXE

    Managing DirectorCRD 6503967

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NORWALK, CT

FAIRFIELD

Location

NORWALK, CT

Headquartered in NORWALK, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
50 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth