Carter Capital Corporation

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Southport, Connecticut
CRD number
23521
Registered since
December 23, 1988

Firm profile

FINTRX

Overview

Carter Capital Corporation is organized as a corporation and is classified in FINTRX as an investment bank and placement agent. The firm has been SEC-registered since 1988 and is owned by an individual. The record indicates it does not operate as a capital allocator and is not designated as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. It is not identified as an active ESG investor. FINTRX does not list the firm’s client base, fee structure, specific business activities, or advisory services. Likewise, the firm provided no information about its activities or affiliations in the submission available here. Given its classification as a placement agent, the entity’s primary role is likely intermediary in capital-raising transactions, but no firm-level descriptions of target clients or markets were provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 11
  • Christopher Reenock

    Christopher Reenock

    Managing DirectorCRD 4694481

  • Caroline Wisniewski

    Caroline Wisniewski

    FinOpCRD 1463513

  • Jonathan Colbert

    Jonathan Colbert

    Managing DirectorCRD 6772132

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Southport, CT

Fairfield

Location

Southport, CT

Headquartered in Southport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
99 Hbr Road Tide Mill Bldg
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth