Rondeivu Securities, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Southport, Connecticut
CRD number
321162
Registered since
April 4, 2023

Firm profile

FINTRX

Overview

Rondeivu Securities, LLC is organized as a limited liability company and appears in public filings as an SEC-registered adviser in 2023. The ownership structure is listed as a combination of a domestic entity and an individual. The firm is classified as unclassified in the source dataset and provides minimal public detail about its business or advisory activities. The available profile flags several negatives rather than specialty claims: Rondeivu Securities is not identified as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, and is not listed as a pension consultant or related adviser. That pattern, combined with the recent SEC registration date, suggests a small or newly formed advisory operation with limited public-facing activity to date.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Steven Quintero

    Steven Quintero

    Chief Legal Officer & Chief Compliance OfficerCRD 5307631

  • Michael Ashmore

    Michael Ashmore

    Chief Executive Officer & Co-FounderCRD 7558446

Contacts

1 of 1
  • David Brant

    David Brant

    FinOpCRD 2718478

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Southport, CT

Fairfield

Location

Southport, CT

Headquartered in Southport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
354 Pequot Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth