Stock Securities LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
32244
Registered since
May 21, 1993

Firm profile

FINTRX

Overview

Stock Securities LLC is a limited liability company that registered with the SEC in 1993. Ownership is listed as a combination of a domestic entity and an individual. The firm’s regulatory classification is recorded as “unclassified,” and the snapshot data indicates it does not act as a capital allocator, pension consultant, related adviser, or multi-state adviser. It is not identified as an active ESG investor. The source material provides very little detail about the firm’s line of business, advisory services, client segments, or typical product mix. That absence of descriptive information limits visibility into how the firm positions itself in the market or the client problems it addresses.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Leonard Barenboim

    Leonard Barenboim

    CCOCRD 1523181

  • Richard Vinchesi

    Richard Vinchesi

    Managing DirectorCRD 1355603

  • Charles Millard

    DirectorCRD 2640940

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
201 Tresser Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth