Natwest Markets Securities Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
140
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
11707
Registered since
December 29, 1986
Website
natwest.us

Firm profile

FINTRX

Overview

Natwest Markets Securities Inc. is organized as a corporation and is classified as an investment bank. The firm has been registered with the SEC since 1986. Ownership is listed as a combination of a domestic entity and an individual. Regulatory and firm-profile fields in the dataset indicate that Natwest Markets Securities Inc. does not function as a capital allocator, is not identified as an active ESG investor, and is not registered as a multi-state adviser. The record also marks the firm as not newly formed, not a pension consultant, and not a related adviser. The snapshot does not provide a client-type breakdown or details on advisory or brokerage business lines.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 8
  • Diana Preni

    Diana Preni

    VP & COOCRD 4220405

  • Joseph Daniszewski

    Joseph Daniszewski

    VP, Chief Operating OfficerCRD 2630792

  • Michelle Bucci

    Michelle Bucci

    Chief Operating OfficerCRD 5192971

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Contacts

3 of 132
  • Kyle Mckay

    Audit ManagerCRD 2965689

  • Mateusz Nowogrodzki

    Operation SupervisorCRD 7592959

  • Patrick Barry

    Patrick Barry

    AnalystCRD 8093822

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
600 Washington Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth