AMA SECURITIES LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
45988
Registered since
December 2, 1998

Firm profile

FINTRX

Overview

AMA Securities LLC is organized as a limited liability company and is registered with the SEC dating back to 1998. FINTRX classifies the firm as an investment bank rather than a capital allocator or asset manager. The ownership structure is reported as a combination of a domestic entity and an individual. The firm's FINTRX profile flags several negative indicators for advisory activity: it is not listed as a capital allocator, not an active ESG investor, not a multistate adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. Details on business lines, fee schedules, client types, or specific advisory services are not provided in the data set.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • Peter CHERRY

    AssociateCRD 6817046

  • Paal Kyrkjeboe

    Senior AnalystCRD 7595907

  • James Dolphin

    Managing DirectorCRD 7406554

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
484 Pacific St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth