Herbert J. Sims & Co, Inc.

Broker-DealerFINRA MemberEst. 1946
Total AUM
Advisory reps
90
Avg account
$0

Firm details

Headquarters
Fairfield, Connecticut
CRD number
3420
Registered since
February 28, 1946
Website
hjsims.com

Firm profile

FINTRX

Overview

Herbert J. Sims & Co, Inc. is organized as a corporation and is classified in the source data as an investment bank. The firm has been SEC-registered since 1946. Ownership is listed as a combination of a domestic entity and an individual. The profile identifies the firm as not acting as a capital allocator and not being an active ESG investor. It is not marked as a multistate adviser, newly formed adviser, pension consultant, or related adviser in the provided snapshot.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Valerie Hebert

    Valerie Hebert

    Chief Compliance OfficerCRD 4007252

Contacts

3 of 89
  • Philip Pike

    Investment AdvisorCRD 5695273

  • Clifford Edelmann

    Clifford Edelmann

    Senior Vice PresidentCRD 5856311

  • Michael Golembiesky

    Michael Golembiesky

    Senior VPCRD 4498169

Unlock 86 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Fairfield, CT

Fairfield

Location

Fairfield, CT

Headquartered in Fairfield, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2150 Post Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth