Herbert J. Sims & Co, Inc.
Firm details
- Headquarters
- Fairfield, Connecticut
- CRD number
- 3420
- Registered since
- February 28, 1946
- Website
- hjsims.com
Firm profile
FINTRXOverview
Herbert J. Sims & Co., Inc. is a corporation operating as an investment bank that has been SEC-registered since 1946. The firm's ownership is described as a mix of domestic-entity and individual ownership, and its regulatory profile and classification point to traditional investment-banking activity rather than acting as a long-only capital allocator. Publicly available attributes indicate the firm does not present itself as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser. Those markers, together with the investment-bank classification, suggest the firm's primary role is transactional and advisory rather than managing pooled or proprietary investment capital.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Valerie Hebert
Chief Compliance OfficerCRD 4007252
Contacts
3 of 89Philip Pike
Investment AdvisorCRD 5695273

Clifford Edelmann
Senior Vice PresidentCRD 5856311

Michael Golembiesky
Senior VPCRD 4498169
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Fairfield, CT
Fairfield
Location
Fairfield, CT
Headquartered in Fairfield, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 2150 Post Rd
- Time zone
- ET (UTC-5)
- Office locations
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