Herbert J. Sims & Co, Inc.

Broker-DealerFINRA MemberEst. 1946
Total AUM
Advisory reps
89
Avg account
$0

Firm details

Headquarters
Fairfield, Connecticut
CRD number
3420
Registered since
February 28, 1946
Website
hjsims.com

Firm profile

FINTRX

Overview

Herbert J. Sims & Co, Inc. is registered as a corporation and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1946 and is identified as having domestic entity and individual ownership. FINTRX flags the firm as not operating as a capital allocator and not identifying as an active ESG investor. It is also noted as not being a multi-state adviser, not newly formed, and not a pension consultant or related adviser in the dataset. FINTRX does not populate several customary profile fields for the firm: client base, fee structure, business activities and advisory activities are not detailed in the provided record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Valerie Hebert

    Valerie Hebert

    Chief Compliance OfficerCRD 4007252

Contacts

3 of 88
  • James Deleray

    James Deleray

    AnalystCRD 7498208

  • Joseph Teifer

    Joseph Teifer

    Senior Vice PresidentCRD 4837464

  • Stephen Anderson

    Stephen Anderson

    BankerCRD 4698909

Unlock 85 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fairfield, CT

Fairfield

Location

Fairfield, CT

Headquartered in Fairfield, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2150 Post Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth