J.M Lummis Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
New Canaan, Connecticut
CRD number
43818
Registered since
July 15, 1998

Firm profile

FINTRX

Overview

J.M Lummis Securities, Inc. is organized as a corporation and has been SEC-registered since 1998. Public filings classify the firm as unclassified and list its ownership as a domestic entity/individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It is also not reported as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The firm has not disclosed details about its business activities, advisory services, client segments, or affiliations in the materials provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Edward Samson

    Edward Samson

    Founder and CEOCRD 2041321

Contacts

3 of 5
  • Kevin Corrigan

    Kevin Corrigan

    Registered RepresentativeCRD 3136962

  • David Lummis

    David Lummis

    PresidentCRD 2936177

  • Joseph Granata

    Joseph Granata

    Fixed Income TraderCRD 8142341

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New Canaan, CT

Fairfield

Location

New Canaan, CT

Headquartered in New Canaan, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
50 Locust Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth