VOYA FINANCIAL ADVISORS, INC.
Firm details
- Headquarters
- Windsor, Connecticut
- CRD number
- 2882
- Registered since
- July 11, 1994
- Website
- www.voya.com
- Custodians
- PERSHING LLC, VOYA FINANCIAL ADVISORS, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- Individuals58.47%
- HNWI41.28%
- Corporations / Businesses0.24%
- Charitable Organizations0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Voya Financial Advisors, Inc. operates as a broker-dealer and insurance broker that also provides advisory services. The firm serves individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, selection of third‑party advisers, and educational seminars. Its revenue model includes percentage‑of‑AUM fees alongside hourly, fixed fees and commission arrangements. The firm is not positioned as an alternative capital allocator and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities44%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 8MARY GRAHAM
Chief Operating OfficerCRD 5043914
PAUL FRANCO
Adjunct InstructorCRD 2476444
JAMES MURFEE
President and CEOCRD 1765445
Contacts
3 of 951Gary Ritterstein
Registered RepresentativeCRD 8144337
MATTHEW WITTEN
Investment Adviser RepresentativeCRD 5456145
ROBERT LAFERRIERE
Investment Adviser RepresentativeCRD 6032343
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$849M in ETFs
99%
$840M
0%
$9.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LARGE-CAP INDEX FUND (VV) | Vanguard | Passive | Large Blend | $212M | 728,167 | 24.98% |
Location
Windsor, CT
HARTFORD
Location
Windsor, CT
Headquartered in Windsor, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- HARTFORD
- Address
- 1 Orange Way
- Time zone
- ET (UTC-5)
- Office locations
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