Osaic Institutions, Inc.
Firm details
- Headquarters
- Meriden, Connecticut
- CRD number
- 35371
- Registered since
- November 2, 2006
- Website
- osaic.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals69.12%
- Charitable Organizations13.3%
- Corporations / Businesses11.59%
- HNWI5.99%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Osaic Institutions, Inc. operates as a bank-affiliated broker-dealer and insurance broker that serves both individual/family and institutional clients. The firm is organized as a corporation and has been SEC-registered since 2006. Its client-facing services include financial planning, portfolio management for individuals and small businesses, pension consulting, advisor selection services, and educational workshops. Fee arrangements vary by engagement and include percentage-of-AUM, hourly, and fixed-fee structures. Osaic reports being an active ESG investor and maintains ties across the financial services ecosystem, including relationships with trust companies, insurance firms, other investment advisers, and roles as sponsor or general partner of pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- State & Local Bonds18%
- Public Funds/Mutual Funds10%
- US Government Bonds5%
- Investment Grade Corp Bonds3%
Owners & executives
3 of 11
Scott Coulter
Chief Planning OfficerCRD 2343897
Cynthia Frederick
Investment Services CoordinatorCRD 7245146
Brook Ledbetter
Investment CoordinatorCRD 7511377
Contacts
3 of 719
Jennifer Foster
Wealth AdvisorCRD 4001369
Charles Smith
BankingCRD 4188568
John Pigeon
Investment ExecutiveCRD 2354079
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Meriden, CT
New Haven
Location
Meriden, CT
Headquartered in Meriden, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New Haven
- Address
- 538 Preston Ave
- Time zone
- ET (UTC-5)
- Office locations
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