OSAIC INSTITUTIONS, INC.
Firm details
- Headquarters
- MERIDEN, Connecticut
- CRD number
- 35371
- Registered since
- November 2, 2006
- Website
- osaic.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals69.12%
- Charitable Organizations13.3%
- Corporations / Businesses11.59%
- HNWI5.99%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Osaic Institutions, Inc. is a corporation operating as a bank-affiliated broker-dealer and insurance broker that has been SEC-registered since 2006. The firm serves both individual/family and institutional clients and provides a mix of transactional and advisory services: financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection, and client education. Its fee arrangements include percentage-of-AUM, hourly charges, and fixed fees. The firm identifies as an active ESG investor and participates in a range of industry roles, including acting as sponsor or managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- State & Local Bonds18%
- Public Funds/Mutual Funds10%
- US Government Bonds5%
- Investment Grade Corp Bonds3%
Owners & executives
3 of 12SCOTT COULTER
Chief Planning OfficerCRD 2343897
Cynthia Frederick
Investment Services CoordinatorCRD 7245146
Brook Ledbetter
Investment CoordinatorCRD 7511377
Contacts
3 of 729Jennifer Foster
Wealth AdvisorCRD 4001369
CHARLES SMITH
BankingCRD 4188568
JOHN PIGEON
Investment ExecutiveCRD 2354079
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MERIDEN, CT
NEW HAVEN
Location
MERIDEN, CT
Headquartered in MERIDEN, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW HAVEN
- Address
- 538 Preston Ave
- Time zone
- ET (UTC-5)
- Office locations
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