Dowling & Partners Securities LLC

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
Farmington, Connecticut
CRD number
24746
Registered since
May 20, 1986

Firm profile

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Overview

Dowling & Partners Securities LLC is organized as a limited liability company and appears in SEC records dating back to 1986. The snapshot lists ownership as a combination of a domestic entity and an individual. The firm is classified as unclassified in the available data and is not identified as a capital allocator. The record includes several negative designations: it is not flagged as an active ESG investor, not listed as a multistate adviser, not a pension consultant, not a related adviser, and is not newly formed. The source did not provide descriptive detail about the firm’s client mix, fee schedules, specific business activities, or the advisory services it offers.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Richard Sweeney

    Richard Sweeney

    Chief Compliance OfficerCRD 2396562

  • Veronica Dowling

    Veronica Dowling

    Chief Operating OfficerCRD 5166888

  • Thomas Byrne

    Thomas Byrne

    Chief Operating OfficerCRD 1334509

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Contacts

3 of 37
  • Brandon Nicodemo

    Brandon Nicodemo

    Vice PresidentCRD 6511851

  • Jason Richardson

    Jason Richardson

    DirectorCRD 4104927

  • Alexander Devine

    Alexander Devine

    AnalystCRD 7820129

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Farmington, CT

Hartford

Location

Farmington, CT

Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
190 Farmington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth