Dowling & Partners Securities LLC

Broker-DealerFINRA MemberEst. 1986
Total AUM
—
Advisory reps
39
Avg account
$0

Firm details

Headquarters
Farmington, Connecticut
CRD number
24746
Registered since
May 20, 1986

Firm profile

FINTRX

Overview

Dowling & Partners Securities LLC is organized as a limited liability company and has been SEC-registered since 1986. FINTRX classifies the firm as unclassified and lists its owner type as a combination of a domestic entity and an individual. The database flags several structural attributes: the firm is not identified as a capital allocator, not marked as an active ESG investor, not a multistate adviser, not a pension consultant, and not a related adviser. FINTRX does not supply descriptive detail about the firm's advisory or business activities, client segments, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Thomas Byrne

    Thomas Byrne

    Chief Operating OfficerCRD 1334509

  • Veronica Dowling

    Veronica Dowling

    Chief Operating OfficerCRD 5166888

  • Richard Sweeney

    Richard Sweeney

    Chief Compliance OfficerCRD 2396562

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Contacts

3 of 35
  • Jon Nixon

    Jon Nixon

    FounderCRD 4710715

  • Gary Ransom

    Gary Ransom

    PartnerCRD 1075925

  • Stephen Deyette

    Stephen Deyette

    PartnerCRD 1774030

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Farmington, CT

Hartford

Location

Farmington, CT

Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
190 Farmington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth