DOWLING & PARTNERS SECURITIES LLC

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
FARMINGTON, Connecticut
CRD number
24746
Registered since
May 20, 1986

Firm profile

FINTRX

Overview

Dowling & Partners Securities LLC is an SEC-registered limited liability company first registered in 1986. The firm is listed as owned by a domestic entity and/or individual and is classified in the dataset as "Unclassified." Available regulatory/profile fields indicate the firm does not act as a capital allocator, does not identify as an active ESG investor, is not designated as a multi‑state adviser in the source data, and is not recorded as a pension consultant or related adviser. The firm did not provide details about its advisory or business activities in the provided dataset.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Richard Sweeney

    Chief Compliance OfficerCRD 2396562

  • VERONICA DOWLING

    Chief Operating OfficerCRD 5166888

  • THOMAS BYRNE

    Chief Operating OfficerCRD 1334509

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Contacts

3 of 37
  • BRANDON NICODEMO

    Vice PresidentCRD 6511851

  • JASON RICHARDSON

    DirectorCRD 4104927

  • Alexander Devine

    AnalystCRD 7820129

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

FARMINGTON, CT

HARTFORD

Location

FARMINGTON, CT

Headquartered in FARMINGTON, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
190 Farmington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth