Dowling & Partners Securities LLC
Firm details
- Headquarters
- Farmington, Connecticut
- CRD number
- 24746
- Registered since
- May 20, 1986
- Website
- www.dowling.com
Firm profile
FINTRXOverview
Dowling & Partners Securities LLC is organized as a limited liability company and appears in SEC records dating back to 1986. The snapshot lists ownership as a combination of a domestic entity and an individual. The firm is classified as unclassified in the available data and is not identified as a capital allocator. The record includes several negative designations: it is not flagged as an active ESG investor, not listed as a multistate adviser, not a pension consultant, not a related adviser, and is not newly formed. The source did not provide descriptive detail about the firm’s client mix, fee schedules, specific business activities, or the advisory services it offers.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Richard Sweeney
Chief Compliance OfficerCRD 2396562
Veronica Dowling
Chief Operating OfficerCRD 5166888

Thomas Byrne
Chief Operating OfficerCRD 1334509
Contacts
3 of 37
Brandon Nicodemo
Vice PresidentCRD 6511851

Jason Richardson
DirectorCRD 4104927

Alexander Devine
AnalystCRD 7820129
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Farmington, CT
Hartford
Location
Farmington, CT
Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 190 Farmington Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
VP Distributors, LLC
Broker-DealerHartford, CT
W G Securities, LLC
Broker-DealerWest Hartford, CT
FMG Distributors, Inc.
Broker-DealerNew Canaan, CT
Buell Securities Corp.
Broker-DealerGlastonbury, CT
Global Atlantic Distributors, LLC
Broker-DealerHartford, CT
Natwest Markets Securities Inc.
Broker-DealerStamford, CT