Dowling & Partners Securities LLC

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Farmington, Connecticut
CRD number
24746
Registered since
May 20, 1986

Firm profile

FINTRX

Overview

Dowling & Partners Securities LLC is recorded in FINTRX as a limited liability company that has been SEC-registered since 1986. The platform classifies the entity as “Unclassified” and identifies the owner type as a domestic entity/individual. In the FINTRX snapshot the firm is not designated as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi-state or newly formed adviser. FINTRX does not populate fields for the firm’s client base, fee structure or advisory/business activities in this record. That absence limits what can be said about Dowling & Partners’ client focus or how it charges for services from this dataset alone; supplemental sources (SEC filings, the firm website, or regulatory disclosures) will be required to fill those operational details.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Richard Sweeney

    Richard Sweeney

    Chief Compliance OfficerCRD 2396562

  • Veronica Dowling

    Veronica Dowling

    Chief Operating OfficerCRD 5166888

  • Thomas Byrne

    Thomas Byrne

    Chief Operating OfficerCRD 1334509

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Contacts

3 of 36
  • Brandon Nicodemo

    Brandon Nicodemo

    Vice PresidentCRD 6511851

  • Jason Richardson

    Jason Richardson

    DirectorCRD 4104927

  • Alexander Devine

    Alexander Devine

    AnalystCRD 7820129

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Farmington, CT

Hartford

Location

Farmington, CT

Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
190 Farmington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth