Dowling & Partners Securities LLC

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Farmington, Connecticut
CRD number
24746
Registered since
May 20, 1986

Firm profile

FINTRX

Overview

Dowling & Partners Securities LLC is organized as a limited liability company and has been SEC-registered since 1986. The recorded ownership type is a domestic entity/individual and the firm’s regulatory classification is listed as unclassified. Available metadata indicates the firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not marked as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. FINTRX-sourced fields for client mix, fee structure, and core advisory or business activities are blank, so public-facing detail on the firm’s target clients and service model is limited.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Richard Sweeney

    Richard Sweeney

    Chief Compliance OfficerCRD 2396562

  • Veronica Dowling

    Veronica Dowling

    Chief Operating OfficerCRD 5166888

  • Thomas Byrne

    Thomas Byrne

    Chief Operating OfficerCRD 1334509

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Contacts

3 of 36
  • Brandon Nicodemo

    Brandon Nicodemo

    Vice PresidentCRD 6511851

  • Jason Richardson

    Jason Richardson

    DirectorCRD 4104927

  • Alexander Devine

    Alexander Devine

    AnalystCRD 7820129

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Farmington, CT

Hartford

Location

Farmington, CT

Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
190 Farmington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth