WESTBURY GROUP LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
WESTPORT, Connecticut
CRD number
129985
Registered since
June 18, 2004

Firm profile

FINTRX

Overview

Westbury Group LLC is organized as a limited liability company and has been SEC-registered since 2004. Regulatory filings classify the firm as an investment bank and identify its ownership as a mix of a domestic entity and an individual. The record indicates the firm is not positioned as a capital allocator and does not report being an active ESG investor or a multi-state adviser. It also is not listed as a pension consultant or a related adviser. The public entry for Westbury Group LLC provides minimal detail on its day-to-day business lines: there are no line-item disclosures in the provided data about its advisory services, client segments, fee schedules, or specific investment strategies. That gap, combined with the investment-bank classification, suggests its primary activities may differ from those of traditional registered investment advisers focused on discretionary asset management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • ALAN CARTER

    Managing DirectorCRD 4122739

  • JOHN JENSEN

    Managing DirectorCRD 258319

  • ROBERT MAXWELL

    Managing DirectorCRD 4061503

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WESTPORT, CT

FAIRFIELD

Location

WESTPORT, CT

Headquartered in WESTPORT, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
39 Riverside Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth