Optimx Securities LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
290963
Registered since
March 3, 2020

Firm profile

FINTRX

Overview

Optimx Securities LLC is organized as a limited liability company and is SEC-registered since 2020. The ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies the firm as unclassified rather than fitting it into a common advisory segment. The snapshot data indicates the firm is not a capital allocator and is not marked as an active ESG investor. It is not identified as a multistate adviser, a pension consultant, a related adviser, or a newly formed adviser. FINTRX does not supply details for the firm's client base, fee structure, business activities, or advisory activities in the record provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • David Barnett

    David Barnett

    Founder and CEOCRD 4478679

  • Lawrence Martel

    Lawrence Martel

    Chief Compliance OfficerCRD 2177025

Contacts

3 of 5
  • John King

    John King

    Managing Director, Head of SalesCRD 1389672

  • Quinn Shumway

    Quinn Shumway

    Senior Client Service AnalystCRD 8154988

  • Pratik Chipdey

    Pratik Chipdey

    Board MemberCRD 5226603

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
101 Franklin St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth