Optimx Securities LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
290963
Registered since
March 3, 2020

Firm profile

FINTRX

Overview

Optimx Securities LLC is an SEC-registered limited liability company formed in 2020. The firm is listed as an unclassified adviser and is owned by a mix of a domestic entity and an individual. Publicly reported attributes indicate it does not act as a capital allocator and it is not identified as an active ESG investor or a multi-state adviser. The available disclosures are sparse: business activities, advisory services, fee structure and client types have not been provided in the source data. That limited transparency constrains what can be said about the firm's positioning or client focus beyond its basic corporate and registration details.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • David Barnett

    David Barnett

    Founder and CEOCRD 4478679

  • Lawrence Martel

    Lawrence Martel

    Chief Compliance OfficerCRD 2177025

Contacts

3 of 5
  • John King

    John King

    Managing Director, Head of SalesCRD 1389672

  • Quinn Shumway

    Quinn Shumway

    Senior Client Service AnalystCRD 8154988

  • Pratik Chipdey

    Pratik Chipdey

    Board MemberCRD 5226603

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
101 Franklin St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth