OPTIMX SECURITIES LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
WESTPORT, Connecticut
CRD number
290963
Registered since
March 3, 2020

Firm profile

FINTRX

Overview

Optimx Securities LLC is organized as a Limited Liability Company and registered with the SEC in 2020. The firm is owned by a domestic entity/individual and is categorized as unclassified in the available dataset. Reported operational attributes include that it is not a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, not a related adviser, and it is not flagged as a newly formed adviser. The firm did not provide descriptive information about its client base, fee schedule, business activities, or advisory services in the source data, leaving its target clients and service model unspecified.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DAVID BARNETT

    Founder and CEOCRD 4478679

  • LAWRENCE MARTEL

    Chief Compliance OfficerCRD 2177025

Contacts

3 of 5
  • JOHN KING

    Managing Director, Head of SalesCRD 1389672

  • Quinn Shumway

    Senior Client Service AnalystCRD 8154988

  • PRATIK CHIPDEY

    Board MemberCRD 5226603

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WESTPORT, CT

FAIRFIELD

Location

WESTPORT, CT

Headquartered in WESTPORT, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
101 Franklin St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth