Optimx Securities LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
290963
Registered since
March 3, 2020

Firm profile

FINTRX

Overview

Optimx Securities LLC is organized as a limited liability company and registered with the SEC in 2020. Public records classify the firm as "Unclassified" and identify its owner type as a domestic entity/individual. The firm has not indicated that it functions as a capital allocator, does not identify as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser. The firm has not disclosed core client segments, fee arrangements, or detailed business and advisory activities in the source data, leaving its target market and service model unclear from publicly available filings.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lawrence Martel

    Lawrence Martel

    Chief Compliance OfficerCRD 2177025

  • David Barnett

    David Barnett

    Founder and CEOCRD 4478679

Contacts

3 of 5
  • Daniel Legaye

    Daniel Legaye

    AttorneyCRD 1055035

  • Pratik Chipdey

    Pratik Chipdey

    Board MemberCRD 5226603

  • John King

    John King

    Managing Director, Head of SalesCRD 1389672

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
101 Franklin St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth