Williams Trading LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
—
Advisory reps
18
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
43678
Registered since
March 4, 1998

Firm profile

FINTRX

Overview

Williams Trading LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm registered with the SEC in 1998 and is individually owned. The profile flags indicate it does not act as a capital allocator, is not classified as a multi-state adviser or newly formed adviser, and is not identified as an active ESG investor or a pension consultant. The dataset does not describe client segments, fee schedules, advisory activities, or other business lines. The combination of its investment-bank classification and absence of reported advisory activity suggests the firm operates in trading or capital markets roles rather than providing traditional discretionary wealth management, although the record here is limited.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Lance Marciano

    Lance Marciano

    Principal & Chief Operating OfficerCRD 2261020

  • Peter Greca

    Peter Greca

    Chief Administrative OfficerCRD 4547499

  • Joseph Goertz

    Joseph Goertz

    Chief Compliance Officer & Director of OperationsCRD 5607738

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Contacts

3 of 14
  • David Ambrose

    David Ambrose

    SalesCRD 1274980

  • Michael Fitzsimmons

    Michael Fitzsimmons

    Director of Capital IntroductionCRD 1382724

  • David Williams

    David Williams

    Founder & Managing MemberCRD 1715713

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
450 Post Rd E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth