Williams Trading LLC
Firm details
- Headquarters
- Westport, Connecticut
- CRD number
- 43678
- Registered since
- March 4, 1998
- Website
- www.wtco.com
Firm profile
FINTRXOverview
Williams Trading LLC is organized as a limited liability company and is recorded as SEC-registered since 1998. The firm is classified in the dataset as an investment bank and is owned by an individual principal. The profile indicates limited public disclosure about the firm's business lines: fields for advisory activities, client base, and fee structure are blank in the source material. The dataset flags several operational attributes: the firm is not identified as a capital allocator, does not report being an active ESG investor, is not listed as a multi-state adviser, and is not a pension consultant or related adviser. Those items, together with the absence of described advisory activities, suggest the public record focuses more on regulatory/organizational details than on a disclosed wealth-management or asset-management platform.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Lance Marciano
Principal & Chief Operating OfficerCRD 2261020

Peter Greca
Chief Administrative OfficerCRD 4547499

Joseph Goertz
Chief Compliance Officer & Director of OperationsCRD 5607738
Contacts
3 of 14David Ambrose
SalesCRD 1274980

Michael Fitzsimmons
Director of Capital IntroductionCRD 1382724

David Williams
Founder & Managing MemberCRD 1715713
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westport, CT
Fairfield
Location
Westport, CT
Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 450 Post Rd E
- Time zone
- ET (UTC-5)
- Office locations
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