Williams Trading LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
18
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
43678
Registered since
March 4, 1998

Firm profile

FINTRX

Overview

Williams Trading LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm is owned by an individual and is not identified as a capital allocator, which suggests its activities are aligned with brokerage, trading or other investment-banking functions rather than managing external pooled capital or acting as a fund-of-funds allocator. The available records do not list the firm's client segments, fee model, or detailed advisory activities. The dataset also indicates Williams Trading LLC is not flagged as an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not recorded as a related adviser to another registered entity.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Lance Marciano

    Lance Marciano

    Principal & Chief Operating OfficerCRD 2261020

  • Peter Greca

    Peter Greca

    Chief Administrative OfficerCRD 4547499

  • Joseph Goertz

    Joseph Goertz

    Chief Compliance Officer & Director of OperationsCRD 5607738

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Contacts

3 of 14
  • David Ambrose

    David Ambrose

    SalesCRD 1274980

  • Michael Fitzsimmons

    Michael Fitzsimmons

    Director of Capital IntroductionCRD 1382724

  • David Williams

    David Williams

    Founder & Managing MemberCRD 1715713

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
450 Post Rd E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth