Williams Trading LLC
Firm details
- Headquarters
- Westport, Connecticut
- CRD number
- 43678
- Registered since
- March 4, 1998
- Website
- www.wtco.com
Firm profile
FINTRXOverview
Williams Trading LLC is organized as a limited liability company and is classified in the data as an investment bank. The firm appears on SEC records going back to 1998 and is owned by an individual. The profile data indicates Williams Trading does not operate as a capital allocator and is not identified as an active ESG investor. The dataset also marks it as not a multistate adviser, not newly formed, and not a pension consultant or related adviser. Publicly available fields for business and advisory activities are blank, which suggests limited disclosure of client-facing wealth-management or discretionary-advisory services in the source record.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Peter Greca
Chief Administrative OfficerCRD 4547499

Joseph Goertz
Chief Compliance Officer & Director of OperationsCRD 5607738

Lance Marciano
Principal & Chief Operating OfficerCRD 2261020
Contacts
3 of 16
Stefan Pollmann
PRINCIPAL & HEAD OF PRIVATE SECONDARY TRADINGCRD 2669413

Bradford Meikle
Senior Managing DirectorCRD 2763611
David Ambrose
SalesCRD 1274980
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westport, CT
Fairfield
Location
Westport, CT
Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 450 Post Rd E
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
A.G.P. / Alliance Global Partners
Broker-DealerWestport, CT
Harley Capital LLC
Broker-DealerWestport, CT
Westbury Group LLC
Broker-DealerWestport, CT
Fairview Securities, Inc.
Broker-DealerWestport, CT
Bethesda Securities, LLC
Broker-DealerWestport, CT
Optimx Securities LLC
Broker-DealerWestport, CT