Williams Trading LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
43678
Registered since
March 4, 1998

Firm profile

FINTRX

Overview

Williams Trading LLC is organized as a limited liability company and is recorded as SEC-registered since 1998. The firm is classified in the dataset as an investment bank and is owned by an individual principal. The profile indicates limited public disclosure about the firm's business lines: fields for advisory activities, client base, and fee structure are blank in the source material. The dataset flags several operational attributes: the firm is not identified as a capital allocator, does not report being an active ESG investor, is not listed as a multi-state adviser, and is not a pension consultant or related adviser. Those items, together with the absence of described advisory activities, suggest the public record focuses more on regulatory/organizational details than on a disclosed wealth-management or asset-management platform.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Lance Marciano

    Lance Marciano

    Principal & Chief Operating OfficerCRD 2261020

  • Peter Greca

    Peter Greca

    Chief Administrative OfficerCRD 4547499

  • Joseph Goertz

    Joseph Goertz

    Chief Compliance Officer & Director of OperationsCRD 5607738

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Contacts

3 of 14
  • David Ambrose

    David Ambrose

    SalesCRD 1274980

  • Michael Fitzsimmons

    Michael Fitzsimmons

    Director of Capital IntroductionCRD 1382724

  • David Williams

    David Williams

    Founder & Managing MemberCRD 1715713

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
450 Post Rd E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth