Broker-Dealers: Over $5B AUM
67 Broker-Dealers in the Over $5B AUM range, ranked by reported regulatory assets.
Advice and Planning Services
Broker-DealerNew York, NY
AUM $37.9BTEAM 1293REPS 3626
Oppenheimer & Co Inc.
Broker-DealerNew York, NY
AUM $36.7BTEAM 2806REPS 1921
PNC Wealth Management
Broker-DealerPittsburgh, PA
AUM $30.3BTEAM 1713REPS 1338
&Partners
Broker-DealerNashville, TN
AUM $30.3BTEAM 703REPS 633
Valic Financial Advisors, Inc.
Broker-DealerHouston, TX
AUM $29.2BTEAM 1647REPS 1351
LPL Enterprise, LLC
Broker-DealerFort Mill, SC
AUM $24.9BTEAM 5215REPS 3838
Belle Haven Investments, L.P.
Broker-DealerRye Brook, NY
AUM $24.7BTEAM 45REPS 32
Davenport & Company LLC
Broker-DealerRichmond, VA
AUM $24.7BTEAM 525REPS 390
Lincoln Investment
Broker-DealerFort Washington, PA
AUM $22BTEAM 1238REPS 1217
Park Avenue Securities LLC
Broker-DealerNew York, NY
AUM $19.6BTEAM 2073REPS 2578
Benjamin F. Edwards & Company, Incorporated
Broker-DealerSaint Louis, MO
AUM $18.9BTEAM 755REPS 610
Stephens
Broker-DealerLittle Rock, AR
AUM $18BTEAM 611REPS 594
Principal Securities, Inc.
Broker-DealerDes Moines, IA
AUM $17BTEAM 1464REPS 2808
Primerica Advisors
Broker-DealerDuluth, GA
AUM $15.5BTEAM 3992REPS 19416
Cliftonlarsonallen Wealth Advisors, LLC
Broker-DealerMinneapolis, MN
AUM $14.4BTEAM 158REPS 136
Prospera Financial Services, Inc.
Broker-DealerDallas, TX
AUM $14.4BTEAM 326REPS 344
Independent Financial Group, LLC
Broker-DealerSan Diego, CA
AUM $12.9BTEAM 624REPS 634
Citizens Securities, Inc.
Broker-DealerJohnston, RI
AUM $12.9BTEAM 471REPS 1020
United Planners' Financial Services of America A Limited Partner
Broker-DealerScottsdale, AZ
AUM $12.8BTEAM 620REPS 598
Gilder Gagnon Howe & Co LLC
Broker-DealerNew York, NY
AUM $12.1BTEAM 84REPS 55
Fifth Third Securities, Inc.
Broker-DealerCincinnati, OH
AUM $10.9BTEAM 13533REPS 1541
Schwartz & Co
Broker-DealerBloomfield Hills, MI
AUM $10.5BTEAM 30REPS 32
Planmember Securities Corporation
Broker-DealerCarpinteria, CA
AUM $10.1BTEAM 429REPS 585
Hantz Financial Services, Inc.
Broker-DealerSouthfield, MI
AUM $10BTEAM 435REPS 429
Other AUM ranges
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