Broker-Dealers: Over $5B AUM
68 Broker-Dealers in the Over $5B AUM range, ranked by reported regulatory assets.
HARBOUR INVESTMENTS, INC.
Broker-DealerMADISON, WI
AUM $9.6BTEAM 232REPS 302
GENEOS WEALTH MANAGEMENT, INC.
Broker-DealerENGLEWOOD, CO
AUM $9.2BTEAM 200REPS 270
HORNOR, TOWNSEND & KENT, LLC
Broker-DealerCONSHOHOCKEN, PA
AUM $9BTEAM 485REPS 767
KEY INVESTMENT SERVICES LLC
Broker-DealerBrooklynn, OH
AUM $8.9BTEAM 1325REPS 1282
MILLBURN RIDGEFIELD LLC
Broker-DealerNew York, NY
AUM $8.7BTEAM 59REPS 11
TD PRIVATE CLIENT WEALTH LLC
Broker-DealerNew York, NY
AUM $8.6BTEAM 671REPS 618
BNY Mellon Securities Corporation
Broker-DealerNew York, NY
AUM $8.4BTEAM 253REPS 443
SYNOVUS SECURITIES, INC.
Broker-DealerCOLUMBUS, GA
AUM $8.4BTEAM 280REPS 233
BOLTON GLOBAL ASSET MANAGEMENT
Broker-DealerBOLTON, MA
AUM $8.3BTEAM 158REPS 150
HUNTINGTON FINANCIAL ADVISORS
Broker-DealerCOLUMBUS, OH
AUM $7.9BTEAM 520REPS 841
INGALLS & SNYDER LLC
Broker-DealerNew York, NY
AUM $7.8BTEAM 92REPS 77
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
Broker-DealerCHICAGO, IL
AUM $7.8BTEAM 245REPS 140
CENTAURUS FINANCIAL, INC.
Broker-DealerANAHEIM, CA
AUM $7.3BTEAM 580REPS 564
HARBOR INVESTMENT ADVISORY, LLC
Broker-DealerLUTHERVILLE, MD
AUM $6.9BTEAM 35REPS 32
OSAIC INSTITUTIONS, INC.
Broker-DealerMERIDEN, CT
AUM $6.5BTEAM 1839REPS 741
WEDBUSH SECURITIES INC.
Broker-DealerPASADENA, CA
AUM $5.7BTEAM 897REPS 497
DUNHAM
Broker-DealerSAN DIEGO, CA
AUM $5.6BTEAM 43REPS 39
INTEGRITY ALLIANCE, LLC
Broker-DealerURBANDALE, IA
AUM $5.4BTEAM 400REPS 670
TRUEPLAN BENEFIT AND RETIREMENT ADVISORS
Broker-DealerRensselaer, NY
AUM $5.1BTEAM 11REPS 26
STIFEL INDEPENDENT ADVISORS, LLC
Broker-DealerSAINT LOUIS, MO
AUM $5BTEAM 198REPS 158
Other AUM ranges
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