Harbor Investment Advisory, LLC

Broker-DealerFINRA Member

Total AUM

$6.9B

Discretionary

$3.7B

53% of AUM

Accounts

3,540

Employees

35

Advisory reps

33

Brokerage reps

30

Firm details

Headquarters: Lutherville, Maryland
CRD number: 151085
Registered since: January 4, 2010
Website: harborinvestmentadvisory.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Charitable Organizations40.31%
HNWI38.82%
Pension & Profit Sharing Plans14.57%
Individuals3.26%
Corporations / Businesses3.04%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Harbor Investment Advisory, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2010. The firm serves both individual and family clients as well as institutional accounts, and it operates as a capital allocator and broker-dealer. Its advisory offering spans financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. Fee arrangements include a percentage of AUM as well as hourly and fixed-fee engagements. Harbor identifies as an active ESG investor and has been recognized on industry lists, including Financial Times’ Top 300 RIA Firms (2020) and Forbes’ Top RIA Firms/Top RIA lists in 2022, 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities39%
Public Funds/Mutual Funds30%
Cash & Cash Equivalents10%
US Government Bonds7%
State & Local Bonds7%

Owners & executives

3 of 4

Fred Hill
CEO & Managing PrincipalCRD 1639919
William Schadty
Director & Chief Compliance OfficerCRD 2857651
Raymond Dean
Director, Chief Financial OfficerCRD 2420032

Unlock 1 more executives →

Contacts

3 of 29

Scott Hahn
Associate Vice President, Financial AdvisorCRD 5797603
R. Matthew Novak
Managing DirectorCRD 5084805
Charles Ward
Managing Director, Financial AdvisorCRD 4304557

Unlock 26 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 539

Active vs passive

$579M in ETFs

Passive

83%

$481M

Active

13%

$97.9M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$18.9M	24,743	3.27%

Unlock additional holdings →

Primary office

Lutherville, MD

Baltimore

Location

Lutherville, MD

Headquartered in Lutherville, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: Baltimore
Address: 2330 W Joppa Rd
Time zone: ET (UTC-5)
Office locations

Similar firms

Founders Financial Securities, LLC

Towson, MD

AUM $4.1BTEAM 139REPS 133

Chapin Davis Asset Management

Baltimore, MD

AUM $643MTEAM 26REPS 25

Global Brokerage Services, Inc.

Hunt Valley, MD

AUM $163MTEAM 6REPS 10

Capital Portfolio Management, Inc.

Timonium, MD

AUM $16.7MTEAM 1REPS 15

Washington Securities Corporation

Chevy Chase, MD

AUM $7MTEAM 10REPS 8

Bengur Bryan & Co, Inc.

Baltimore, MD

More Broker-Dealers in Lutherville →All Maryland Broker-Dealers →