Stifel Independent Advisors, LLC

Broker-DealerFINRA MemberEst. 1993

Total AUM

$5B

Discretionary

$3.3B

65% of AUM

Accounts

12,216

Employees

198

Advisory reps

Brokerage reps

156

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 28218
Registered since: March 19, 1993
Website: www.stifelindependence.com
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI69.02%
Individuals27.4%
Pension & Profit Sharing Plans1.37%
Charitable Organizations1.36%
Corporations / Businesses0.85%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stifel Independent Advisors, LLC operates as an independent broker-dealer and insurance broker that also provides advisory services. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and educational workshops. Its revenue model includes percentage-of-AUM fees, fixed fees and commission-based business, and it functions as a capital allocator, placing client capital with third-party managers. The firm is SEC-registered since 1993 and is organized as an LLC with domestic and individual ownership. It is not positioned as an active ESG investor and does not present itself as a multi-state or newly formed adviser in the source data. Beyond broker-dealer and insurance activities, the firm lists affiliations spanning advisory, sponsor and custodial roles, indicating involvement across a range of financial services and product distribution channels.