BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Broker-DealerFINRA MemberEst. 2010

Total AUM

$18.9B

Discretionary

$12.8B

68% of AUM

Accounts

55,423

Employees

755

Advisory reps

591

Brokerage reps

545

Firm details

Headquarters: SAINT LOUIS, Missouri
CRD number: 146936
Registered since: May 6, 2010
Website: www.benjaminfedwards.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals82.2%
HNWI13%
Corporations / Businesses3.01%
Charitable Organizations0.99%
Pension & Profit Sharing Plans0.79%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Benjamin F. Edwards & Company, Incorporated operates as a corporation that combines traditional broker-dealer services with insurance brokerage and advisory capabilities. Registered with the SEC since 2010, the firm serves both individual and family clients as well as institutional buyers. Its advisory menu includes financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, pension consulting, selection of third‑party advisers, and educational seminars. Fee arrangements vary by engagement and include percentage‑of‑AUM, hourly, and fixed‑fee structures. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds49%
Exchange Traded Equities42%
Cash & Cash Equivalents4%
State & Local Bonds3%
Non-Exchange Traded Equities1%

Owners & executives

3 of 5

DOUGLAS RUBENSTEIN
Executive Vice President & Chief Operating OfficerCRD 1138380
BENJAMIN EDWARDS
Chairman / CEO / PresidentCRD 1061490
THOMAS MARTIN
Executive Vice President & Chief Financial OfficerCRD 1459719