Wells Fargo Advisors Financial Network, LLC

Broker-DealerFINRA MemberEst. 2000

Total AUM

$252B

Discretionary

$192B

76% of AUM

Accounts

466,575

Employees

4,047

Advisory reps

4,541

Brokerage reps

4,047

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 11025
Registered since: April 3, 2000
Website: www.wellsfargoadvisors.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI72.56%
Individuals20.38%
Corporations / Businesses3.67%
Charitable Organizations2%
Pension & Profit Sharing Plans1.34%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Wells Fargo Advisors Financial Network, LLC operates as a broker-dealer and financial product distributor that also provides a range of advisory services. Its client base spans individuals and families as well as institutional clients. The firm offers financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. Fee arrangements include percentage-of-AUM, fixed fees and commission-based services. The firm is identified as an active ESG investor, indicating ESG considerations are integrated into at least some of its investment or research processes. The organization is structured as a limited liability company and is classified as a qualified custodian and independent broker-dealer. It is not characterized as a capital allocator; instead it distributes and advises on externally managed products and strategies and has a broad set of industry affiliations that include banking, trust, insurance and sponsor roles for pooled vehicles.