WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
$252B
Discretionary
$192B
76% of AUM
Accounts
466,575
Employees
4,047
Advisory reps
4,346
Brokerage reps
4,047

Firm details

Headquarters
SAINT LOUIS, Missouri
CRD number
11025
Registered since
April 3, 2000
Website
www.wellsfargoadvisors.com
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • HNWI72.56%
  • Individuals20.38%
  • Corporations / Businesses3.67%
  • Charitable Organizations2%
  • Pension & Profit Sharing Plans1.34%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Wells Fargo Advisors Financial Network, LLC is a limited‑liability firm operating primarily as an independent broker‑dealer and qualified custodian. The business serves both individual/family clients and institutional investors, offering a mix of brokerage services and advisory work. Its revenue and fee mix includes percentage‑of‑AUM fees, fixed fees and commission income. Advisory services listed include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of third‑party advisers. The firm reports it is an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 36%, State & Local Bonds 3%, US Government Bonds 2%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities36%
  • State & Local Bonds3%
  • US Government Bonds2%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

3 of 46

  • MATTHEW DUKE

    Chief Operating OfficerCRD 5484802

  • KEITH JACOBY

    CEOCRD 2604794

  • DONNIE DISHAW

    Owner & CEOCRD 2656062

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Contacts

3 of 4300

  • MICHAEL QUINLAN

    Senior Financial AdvisorCRD 4670794

  • IAN MOULD

    Registered RepresentativeCRD 7991552

  • LEE BLACKWELL

    Branch ManagerCRD 1592007

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAINT LOUIS, MO

SAINT LOUIS CITY

Location

SAINT LOUIS, MO

Headquartered in SAINT LOUIS, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
SAINT LOUIS CITY
Address
1 N Jefferson Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

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