Wells Fargo Advisors Financial Network, LLC

Broker-DealerFINRA Member

Total AUM

$252B

Discretionary

$192B

76% of AUM

Accounts

466,575

Employees

4,047

Advisory reps

4,635

Brokerage reps

4,047

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 11025
Registered since: April 3, 2000
Website: www.wellsfargoadvisors.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI72.56%
Individuals20.38%
Corporations / Businesses3.67%
Charitable Organizations2%
Pension & Profit Sharing Plans1.34%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Wells Fargo Advisors Financial Network, LLC is an SEC-registered limited liability company (registered in 2000) that operates as an independent broker‑dealer and qualified custodian. The firm serves individuals, families and institutional clients through a mix of brokerage and advisory services. Its advisory capabilities include financial planning, portfolio management for individuals/small businesses and for businesses/institutions, pension consulting and selection of other advisers. Compensation mixes across the network include percentage‑of‑AUM fees, fixed fees and commissions. The firm identifies as an active ESG investor and acts primarily as a distributor and adviser rather than a direct capital allocator. Industry affiliations span broker‑dealer and investment adviser activities and extend to banking, trust, insurance and various sponsor/commodity/futures roles.