L.J. Hart and Company

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
28867
Registered since
December 12, 1991

Firm profile

FINTRX

Overview

L.J. Hart and Company is organized as a corporation and appears to be owned by a combination of a domestic entity and an individual. Public filings and the supplied snapshot contain limited detail about the firm's business model: it is categorized as Unclassified, is not identified as a capital allocator, and is not listed as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has provided minimal disclosure about its client base, fee arrangements, advisory activities, or investment preferences in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Joseph Reece

    Joseph Reece

    Chief Compliance OfficerCRD 2227282

  • Thomas Pisarkiewicz

    Thomas Pisarkiewicz

    President, CFOCRD 5173363

Contacts

3 of 19
  • Erik Swanson

    PresidentCRD 4170204

  • Kristin Williams

    Compliance PrincipalCRD 5478117

  • Bradley Wegman

    Bradley Wegman

    Vice PresidentCRD 6102183

Unlock 16 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
8000 Forsyth Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth