L.J. Hart and Company

Broker-DealerFINRA MemberEst. 1991
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
28867
Registered since
December 12, 1991

Firm profile

FINTRX

Overview

L.J. Hart and Company is organized as a corporation and has been SEC-registered since 1991. The firm's ownership is listed as a domestic entity with individual ownership involvement. Public filings classify the adviser as unclassified and do not indicate activity as a capital allocator or as a pension consultant. The firm reports a narrow regulatory footprint: it is not identified as a multi-state adviser, is not flagged as an active ESG investor, and is not listed as a related adviser. Other typical disclosure fields such as advisory business lines, fee structure, and client segments were not provided in the available data.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Joseph Reece

    Joseph Reece

    Chief Compliance OfficerCRD 2227282

  • Thomas Pisarkiewicz

    Thomas Pisarkiewicz

    President, CFOCRD 5173363

Contacts

3 of 19
  • Erik Swanson

    PresidentCRD 4170204

  • Kristin Williams

    Compliance PrincipalCRD 5478117

  • Bradley Wegman

    Bradley Wegman

    Vice PresidentCRD 6102183

Unlock 16 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
8000 Forsyth Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth