Stern Brothers & Co

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
16325
Registered since
April 29, 1985

Firm profile

FINTRX

Overview

Stern Brothers & Co is organized as a corporation and has been SEC-registered since 1985. The firm is classified in the source data as an investment bank and is owned by a domestic entity and individuals. The snapshot indicates Stern Brothers & Co is not set up as a capital allocator and does not identify itself as an active ESG investor, a pension consultant, a related adviser, or a newly formed adviser. The firm's public profile in the provided data includes limited detail on client-facing advisory or asset management activities; the available descriptors focus on regulatory status and organizational form rather than on a retail or institutional wealth-management offering.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Peggy Finn

    Peggy Finn

    Chairman & CEOCRD 730640

  • Jason Miriani

    Chief Financial OfficerCRD 4547660

  • Glenn Essert

    Glenn Essert

    Chief Compliance OfficerCRD 1447868

Contacts

3 of 37
  • Korey Petgrave

    Korey Petgrave

    Senior Vice PresidentCRD 6674942

  • Matthew Giunta

    Vice PresidentCRD 3138786

  • Mark Hoffman

    Institutional SalesCRD 1204275

Unlock 34 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
8000 Maryland Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth