Stern Brothers & Co
Firm details
- Headquarters
- Saint Louis, Missouri
- CRD number
- 16325
- Registered since
- April 29, 1985
- Website
- sternbrothers.com
Firm profile
FINTRXOverview
Stern Brothers & Co is organized as a corporation and is classified in FINTRX as an investment bank. The firm’s FINTRX profile shows SEC registration dating to 1985 and lists ownership as a combination of a domestic entity and individual owner(s). FINTRX flags the firm as not acting as a capital allocator and not as an active ESG investor. It is not identified as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The FINTRX record does not include descriptive entries for the firm’s advisory or business activities, so there is no itemized breakdown of client types, fee schedules, or specific services in that dataset.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Pamela Rockley
Chief Compliance OfficerCRD 1438348

Peggy Finn
Chairman & CEOCRD 730640

Glenn Essert
Chief Compliance OfficerCRD 1447868
Contacts
3 of 37
Terrence Finn
PresidentCRD 1102166
Mark Hoffman
Institutional SalesCRD 1204275
Myles Turner
Senior Managing DirectorCRD 1219272
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Saint Louis, MO
Saint Louis
Location
Saint Louis, MO
Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- Saint Louis
- Address
- 8000 Maryland Ave
- Time zone
- CT (UTC-6)
- Office locations
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