Stern Brothers & Co

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
16325
Registered since
April 29, 1985

Firm profile

FINTRX

Overview

Stern Brothers & Co. is organized as a corporation and is classified in the data as an investment bank. The firm has been SEC-registered since 1985 and is owned by a combination of a domestic entity and at least one individual owner. The dataset identifies Stern Brothers & Co. as not functioning as a capital allocator and not flagged as an active ESG investor. Regulatory and advisory flags in the snapshot indicate the firm is not listed as a multi-state adviser, not a newly formed adviser, and not identified as a pension consultant or related adviser. The source does not provide line-item details for fee structures, advisory activities, or specific business lines, so descriptions of client services and product offerings are limited to the classification and regulatory attributes reported.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Peggy Finn

    Peggy Finn

    Chairman & CEOCRD 730640

  • Jason Miriani

    Chief Financial OfficerCRD 4547660

  • Glenn Essert

    Glenn Essert

    Chief Compliance OfficerCRD 1447868

Contacts

3 of 37
  • Korey Petgrave

    Korey Petgrave

    Senior Vice PresidentCRD 6674942

  • Matthew Giunta

    Vice PresidentCRD 3138786

  • Mark Hoffman

    Institutional SalesCRD 1204275

Unlock 34 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
8000 Maryland Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth