Stifel, Nicolaus & Company, Incorporated

Overview

Stifel, Nicolaus & Company, Incorporated operates as a full-service broker-dealer and qualified custodian that serves both individual/family and institutional clients. The firm combines brokerage, insurance brokerage and registered municipal advisor functions with advisory services that include financial planning, portfolio management for individuals, small businesses, pooled vehicles and institutions, pension consulting, selection of outside advisers and investor education. Its fee mix includes percentage-of-AUM fees, fixed fees and commission-based business. The dataset identifies the firm as not an active ESG investor and not designated as a multi-state adviser. Regulatory and organizational data classify Stifel as a corporation with roots back to its SEC registration year; it is affiliated with a range of industry roles including banking or thrift institutions, trust companies, insurance companies and sponsor/GP roles for pooled investment vehicles. Those affiliations support its capability to offer custody, insurance and sponsor-level services alongside advisory and brokerage relationships.

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Public Holdings

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Location & Offices