CITIZENS SECURITIES, INC.
Firm details
- Headquarters
- JOHNSTON, Rhode Island
- CRD number
- 39550
- Registered since
- March 27, 2003
- Website
- www.citizensbank.com
- Fee structure
- Percentage of AUM
- Client types
- Individuals94.86%
- HNWI2.79%
- Corporations / Businesses2.35%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Citizens Securities, Inc. operates as a corporate insurance broker-dealer that also provides advisory services. The firm has been SEC-registered since 2003 and serves both individual & family clients and institutional accounts. Its advisory work centers on financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. Compensation is primarily percentage-of-assets-under-management. The firm identifies as an active ESG investor and lists a range of institutional affiliations that include broker-dealer, other investment adviser, registered security‑based swap dealer, banking or thrift institution, trust company, and insurance company. Citizens Securities is not classified as a capital allocator.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds100%
Owners & executives
3 of 6CHRIS ROGERS
President, CEOCRD 4948864
MICHAEL HANS
Chief Investment Officer & Managing DirectorCRD 5583273
JEFFREY SEVERE
Deputy Chief Compliance OfficerCRD 5130371
Contacts
3 of 975Pedro Ricalo
Private Wealth Client AssociateCRD 7580244
Christopher Valley
VP, Equity ResearchCRD 7470323
Richard Pride
Registered RepresentativeCRD 8018940
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
JOHNSTON, RI
PROVIDENCE
Location
JOHNSTON, RI
Headquartered in JOHNSTON, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- PROVIDENCE
- Address
- 1 Citizens Bank Way
- Time zone
- ET (UTC-5)
- Office locations
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