Fidelity Brokerage Services LLC

Broker-DealerFINRA MemberEst. 1979
Total AUM
—
Advisory reps
31,422
Avg account
$0

Firm details

Headquarters
Smithfield, Rhode Island
CRD number
7784
Registered since
January 5, 1979

Firm profile

FINTRX

Overview

Fidelity Brokerage Services LLC is organized as a limited liability company and has been registered with the SEC since 1979. The firm is reported as owned by domestic entities and individuals and is categorized in the source as "unclassified," with limited descriptive detail about its core advisory or business lines in the provided record. The snapshot data flags several negatives rather than active specializations: the firm is not identified as a capital allocator, is not listed as an active ESG investor, and is not flagged as a multi-state or newly formed adviser. It is also not designated as a pension consultant or a related adviser in the source. The firm did not supply granular descriptions of its advisory or business activities in the material provided.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 23
  • Douglas Moore

    Douglas Moore

    Chief Financial OfficerCRD 2790481

  • David Golino

    David Golino

    CFOCRD 5404683

  • David Wakefield

    David Wakefield

    SVP, Chief Financial OfficerCRD 3095440

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Contacts

3 of 31399
  • Evelyn Borges

    Financial Advisor and Registered RepresentativeCRD 5639982

  • Daniel Keefe

    Daniel Keefe

    Financial ConsultantCRD 5640659

  • Steven Foster

    Steven Foster

    Client Management RepresentativeCRD 5640879

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Smithfield, RI

Providence

Location

Smithfield, RI

Headquartered in Smithfield, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Providence
Address
900 Salem St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth