FIDELITY BROKERAGE SERVICES LLC

Broker-DealerFINRA MemberEst. 1979
Total AUM
Advisory reps
31,313
Avg account
$0

Firm details

Headquarters
SMITHFIELD, Rhode Island
CRD number
7784
Registered since
January 5, 1979

Firm profile

FINTRX

Overview

Fidelity Brokerage Services LLC is organized as a limited liability company and appears in SEC records with a registration year of 1979. Publicly available fields on the firm are sparse: filings list the owner type as domestic entity/individual and its classification as unclassified. The record also indicates the firm is not a capital allocator and is not identified as an active ESG investor. The firm has not provided details on its client segments, fee schedules, specific advisory activities, or business lines in the supplied dataset. Regulatory flags on the profile indicate it is not a multi-state adviser, not newly formed, and not registered as a pension consultant or related adviser.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 20
  • THOMAS IACONETTI

    COO, Senior Director Client EngagementCRD 2417290

  • BRIAN LEARY

    Chief Compliance OfficerCRD 2856958

  • JOHN CARTMELL

    Retirement Benefits CoordinatorCRD 2942755

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Contacts

3 of 31293
  • PAUL HARTWELL

    Senior Service Support Group LeaderCRD 239063

  • WILLIAM RICHARDS

    CRACRD 500230

  • TIMOTHY CAULFIELD

    Central Relationship ManagerCRD 712381

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SMITHFIELD, RI

PROVIDENCE

Location

SMITHFIELD, RI

Headquartered in SMITHFIELD, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
PROVIDENCE
Address
900 Salem St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth