Fidelity Brokerage Services LLC
Firm details
- Headquarters
- Smithfield, Rhode Island
- CRD number
- 7784
- Registered since
- January 5, 1979
- Website
- www.fidelity.com
Firm profile
FINTRXOverview
Fidelity Brokerage Services LLC is organized as a limited liability company and has been registered with the SEC since 1979. The firm is reported as owned by domestic entities and individuals and is categorized in the source as "unclassified," with limited descriptive detail about its core advisory or business lines in the provided record. The snapshot data flags several negatives rather than active specializations: the firm is not identified as a capital allocator, is not listed as an active ESG investor, and is not flagged as a multi-state or newly formed adviser. It is also not designated as a pension consultant or a related adviser in the source. The firm did not supply granular descriptions of its advisory or business activities in the material provided.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 23
Douglas Moore
Chief Financial OfficerCRD 2790481
David Golino
CFOCRD 5404683

David Wakefield
SVP, Chief Financial OfficerCRD 3095440
Contacts
3 of 31399Evelyn Borges
Financial Advisor and Registered RepresentativeCRD 5639982

Daniel Keefe
Financial ConsultantCRD 5640659
Steven Foster
Client Management RepresentativeCRD 5640879
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Smithfield, RI
Providence
Location
Smithfield, RI
Headquartered in Smithfield, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Providence
- Address
- 900 Salem St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Fidelity Distributors Company LLC
Broker-DealerSmithfield, RI
Citizens Securities, Inc.
Broker-DealerJohnston, RI
Gramercy Securities, Inc.
Broker-DealerCharlestown, RI
Diversified Resources, LLC
Broker-DealerWarwick, RI
Barrett & Company
Broker-DealerProvidence, RI
Brown, Lisle/Cummings, Inc
Broker-DealerProvidence, RI