LPL Enterprise, LLC

Broker-DealerFINRA MemberEst. 2024

Total AUM

$24.9B

Discretionary

$24.9B

100% of AUM

Accounts

139,192

Employees

5,215

Advisory reps

3,862

Brokerage reps

3,763

Firm details

Headquarters: Fort Mill, South Carolina
CRD number: 8733
Registered since: August 7, 2024
Website: www.lpl.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI50.91%
Individuals47.22%
Corporations / Businesses0.87%
Pension & Profit Sharing Plans0.81%
Charitable Organizations0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

LPL Enterprise, LLC is organized as a limited liability company operating as an independent broker-dealer and financial product salesperson. The firm serves both individual and family clients as well as institutional clients, offering a mix of brokerage services and advisory work. Its advisory capabilities include financial planning, portfolio management for individuals, small businesses and institutions, plus educational seminars and workshops. LPL Enterprise reports being an active ESG investor and maintains a related advisory entity rather than functioning as a direct capital allocator. Fee arrangements across the business include percentage-of-AUM pricing alongside hourly and fixed-fee engagements, reflecting a hybrid mix of advisory and transactional relationships. The enterprise is recorded as SEC-registered in 2024 and is owned by a combination of domestic entities and individuals.