LPL Financial LLC
Firm details
- Headquarters
- Fort Mill, South Carolina
- CRD number
- 6413
- Registered since
- August 25, 1975
- Website
- www.lpl.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI67.48%
- Individuals28.26%
- Corporations / Businesses1.72%
- Pension & Profit Sharing Plans1.62%
- Charitable Organizations0.93%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
LPL Financial LLC is a long-established independent broker-dealer and qualified custodian that provides both brokerage and advisory services to individual, family and institutional clients. The firm combines traditional broker-dealer activity and third-party product distribution with advisory capabilities that include financial planning, portfolio management for individuals and businesses, and educational seminars. LPL reports being an active ESG investor and maintains industry affiliations spanning broker-dealer, other registered adviser, banking/thrift and insurance channels. Its fee arrangements include percentage-of-AUM, hourly and fixed-fee engagements. Barron’s included the firm in its Top 100 RIA Firms list in 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities16%
- Cash & Cash Equivalents3%
- US Government Bonds1%
- Non-Investment Grade Corp Bonds1%
Owners & executives
3 of 897
Allan Hancock
CEO and PresidentCRD 235515
Wayne Maier
Founder and CEOCRD 317449
Patrick Ramaekers
CEOCRD 370426
Contacts
3 of 32181Diana Andreozzi
Registered RepresentativeCRD 5777
Linton Banwell
President & OwnerCRD 11952
James Barnes
Registered RepresentativeCRD 12843
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,869Active vs passive
$363B in ETFs
74%
$267B
20%
$95.4B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $7.6B | 11,586,990 | 2.09% |
Location
Fort Mill, SC
York
Location
Fort Mill, SC
Headquartered in Fort Mill, SC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- York
- Address
- 1055 Lpl Way
- Time zone
- ET (UTC-5)
- Office locations
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