LPL Financial LLC
Firm details
- Headquarters
- Fort Mill, South Carolina
- CRD number
- 6413
- Registered since
- August 25, 1975
- Website
- www.lpl.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI67.48%
- Individuals28.26%
- Corporations / Businesses1.72%
- Pension & Profit Sharing Plans1.62%
- Charitable Organizations0.93%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
LPL Financial LLC is an independent broker-dealer and limited liability company that combines custody and wealth-management services with a broad financial product distribution platform. The firm serves both individual and institutional clients and provides financial planning, portfolio management for individuals, small businesses and institutions, and educational workshops. Its business model blends advisory services with broker-dealer activities and third-party product sales; fee arrangements include asset-based fees as well as hourly and fixed-fee engagements. LPL describes itself as an active ESG investor and maintains relationships across banking, insurance and other investment-adviser channels. The organization was recognized on Barron’s Top 100 RIA Firms list in 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities16%
- Cash & Cash Equivalents3%
- US Government Bonds1%
- Non-Investment Grade Corp Bonds1%
Owners & executives
3 of 934
Ali Mozaffar
CEO & Chief Investment OfficerCRD 5647523
Wilburn Hudson
Chief Executive OfficerCRD 5664011
Justin Burgess
Partner, CIOCRD 5699444
Contacts
3 of 32416
Fredrick Alexander
Wealth AdvisorCRD 5639065
William Wang
Registered RepresentativeCRD 5639571
Jeffrey Campbell
Wealth Advisor, Co-FounderCRD 5639606
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,990Active vs passive
$428B in ETFs
72%
$308B
21%
$120B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $11.1B | 14,782,609 | 2.59% |
Location
Fort Mill, SC
York
Location
Fort Mill, SC
Headquartered in Fort Mill, SC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- York
- Address
- 1055 Lpl Way
- Time zone
- ET (UTC-5)
- Office locations
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