Global Alliance Securities LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Mount Pleasant, South Carolina
CRD number
167164
Registered since
August 7, 2014

Firm profile

FINTRX

Overview

Global Alliance Securities LLC is an SEC-registered limited liability company that appears in regulatory records beginning in 2014. The firm is owned by an individual and is labeled "Unclassified" in the available dataset, which indicates limited public classification of its business model in FINTRX. The dataset also flags several negative descriptors: the firm is not listed as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not identified as a related adviser. Public disclosures included in the source are sparse: no fee structure, advisory activities, client base, or business activities are detailed in the provided record. That absence of operational detail suggests the firm does not publish the typical manager-level disclosures captured by this dataset, or the information was not submitted to FINTRX.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jennifer O'shea

    Chief Executive Officer & PresidentCRD 5632731

Contacts

3 of 4
  • Clifford Ackers

    Registered RepresentativeCRD 4793582

  • Jamie Axford

    Registered RepresentativeCRD 3079217

  • John Oshea

    John Oshea

    Executive ChairmanCRD 1067536

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Mount Pleasant, SC

Charleston

Location

Mount Pleasant, SC

Headquartered in Mount Pleasant, SC, in the South of the United States.

Region
South
County
Charleston
Address
2464 Darts Cove Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth