Ballast Rock Capital LLC
Firm details
- Headquarters
- Charleston, South Carolina
- CRD number
- 322170
- Registered since
- April 14, 2023
- Website
- www.ballastrock.com
Firm profile
FINTRXOverview
Ballast Rock Capital LLC is organized as a limited liability company and registered with the SEC in 2023. Public filings characterize the firm as an unclassified adviser with an owner type listed as a domestic entity and individual. The registration record indicates limited public disclosure about the firm’s business model: fields for client base, fee structure, business activities and advisory services are not populated. The firm is not identified as a capital allocator, does not report active ESG investing, and is not listed as a pension consultant or related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Thomas Carroll-connell
Founder & CEOCRD 4992661

Carrie Schneidman
Co-Chief Compliance OfficerCRD 3137950

Simon O'shea
Chief Investment OfficerCRD 4433957
Contacts
3 of 3
Dennis Azary
CCOCRD 2384263

Maxwell Jackson
Managing DirectorCRD 6979850

Troy Davidson
Wealth AdvisorCRD 5633234
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charleston, SC
Charleston
Location
Charleston, SC
Headquartered in Charleston, SC, in the South of the United States.
- Region
- South
- County
- Charleston
- Address
- 460 King St
- Time zone
- ET (UTC-5)
- Office locations
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