Ballast Rock Capital LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Charleston, South Carolina
CRD number
322170
Registered since
April 14, 2023

Firm profile

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Overview

Ballast Rock Capital LLC is organized as a limited liability company and is registered with the SEC as of 2023. Public records list its owner type as both a domestic entity and an individual and classify the firm as "Unclassified," with few public details about its core advisory activities or client mix. The firm's snapshot notes that it is not a capital allocator and is not identified as an active ESG investor, pension consultant, related adviser, or multi-state adviser. The record contains limited operational detail beyond registration and basic attributes, so there is little visibility on investment strategy, fee schedules, or targeted client segments from the available data.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Thomas Carroll-connell

    Thomas Carroll-connell

    Founder & CEOCRD 4992661

  • Carrie Schneidman

    Carrie Schneidman

    Co-Chief Compliance OfficerCRD 3137950

  • Simon O'shea

    Simon O'shea

    Chief Investment OfficerCRD 4433957

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Contacts

3 of 3
  • Dennis Azary

    Dennis Azary

    CCOCRD 2384263

  • Maxwell Jackson

    Maxwell Jackson

    Managing DirectorCRD 6979850

  • Troy Davidson

    Troy Davidson

    Wealth AdvisorCRD 5633234

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charleston, SC

Charleston

Location

Charleston, SC

Headquartered in Charleston, SC, in the South of the United States.

Region
South
County
Charleston
Address
460 King St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth