Ballast Rock Capital LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Charleston, South Carolina
CRD number
322170
Registered since
April 14, 2023

Firm profile

FINTRX

Overview

Ballast Rock Capital LLC is organized as a U.S. limited liability company that is classified as a placement agent. The firm’s profile indicates it acts in an intermediary capacity rather than as a direct capital allocator or discretionary investment manager. Available data shows the firm is owned by a combination of a domestic entity and an individual. It does not report active ESG investing as part of its stated approach, and it is not identified as a multi-state adviser, a pension consultant, or a related adviser. The record also indicates the firm is not newly formed. Public filings and the summary data provide limited detail on business lines, fee arrangements, client types, or the scope of advisory activities, so there is little publicly disclosed information to evaluate investment strategy, target sectors, or manager selection practices.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Carrie Schneidman

    Carrie Schneidman

    Co-Chief Compliance OfficerCRD 3137950

  • Thomas Carroll-connell

    Thomas Carroll-connell

    Founder & CEOCRD 4992661

  • Ian Garcia

    Ian Garcia

    COOCRD 5349405

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Contacts

3 of 8
  • Troy Davidson

    Troy Davidson

    Wealth AdvisorCRD 5633234

  • Dennis Azary

    Dennis Azary

    CCOCRD 2384263

  • Michael Welch

    Registered RepresentativeCRD 2769066

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charleston, SC

Charleston

Location

Charleston, SC

Headquartered in Charleston, SC, in the South of the United States.

Region
South
County
Charleston
Address
460 King St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth