BALLAST ROCK CAPITAL LLC
Firm details
- Headquarters
- CHARLESTON, South Carolina
- CRD number
- 322170
- Registered since
- April 14, 2023
- Website
- www.ballastrock.com
Firm profile
FINTRXOverview
Ballast Rock Capital LLC is organized as a limited liability company and is listed as an SEC-registered adviser with a registration year of 2023. Ownership is recorded as a mix of a domestic entity and an individual. The firm's classification in the FINTRX snapshot is listed as unclassified, and publicly reported profile fields for core business and advisory activities are blank, so the firm’s investment focus and service mix are not detailed in the available records. The snapshot flags several status items: Ballast Rock Capital is not identified as a capital allocator, is not marked as an active ESG investor, is not a pension consultant, and is not recorded as a related adviser. It is also recorded as not being a multistate adviser. Those attributes come directly from the firm’s brief FINTRX entry rather than from descriptive materials or published strategy documents.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5THOMAS CARROLL-CONNELL
Founder & CEOCRD 4992661
CARRIE SCHNEIDMAN
Co-Chief Compliance OfficerCRD 3137950
Simon O'Shea
Chief Investment OfficerCRD 4433957
Contacts
3 of 3DENNIS AZARY
CCOCRD 2384263
MAXWELL JACKSON
Managing DirectorCRD 6979850
TROY DAVIDSON
Wealth AdvisorCRD 5633234
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CHARLESTON, SC
CHARLESTON
Location
CHARLESTON, SC
Headquartered in CHARLESTON, SC, in the South of the United States.
- Region
- South
- County
- CHARLESTON
- Address
- 460 King St
- Time zone
- ET (UTC-5)
- Office locations
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