Ballast Rock Capital LLC
Firm details
- Headquarters
- Charleston, South Carolina
- CRD number
- 322170
- Registered since
- April 14, 2023
- Website
- www.ballastrock.com
Firm profile
FINTRXOverview
Ballast Rock Capital LLC is organized as a limited liability company and is registered with the SEC as of 2023. Its primary classification in regulatory filings is "Placement Agent," indicating the firm focuses on introducing or placing investment opportunities rather than acting as an allocator of client capital. The ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, pension consultant, related adviser, or an active ESG investor. It is also not listed as a multi-state adviser or a newly formed adviser in the provided data. Details such as fee structure, specific business or advisory activities, and client segmentation were not provided in the source material.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Thomas Carroll-connell
Founder & CEOCRD 4992661

Carrie Schneidman
Co-Chief Compliance OfficerCRD 3137950

Simon O'shea
Chief Investment OfficerCRD 4433957
Contacts
3 of 4
Dennis Azary
CCOCRD 2384263
Michael Welch
Registered RepresentativeCRD 2769066

Maxwell Jackson
Managing DirectorCRD 6979850
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charleston, SC
Charleston
Location
Charleston, SC
Headquartered in Charleston, SC, in the South of the United States.
- Region
- South
- County
- Charleston
- Address
- 460 King St
- Time zone
- ET (UTC-5)
- Office locations
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