Ballast Rock Capital LLC
Firm details
- Headquarters
- Charleston, South Carolina
- CRD number
- 322170
- Registered since
- April 14, 2023
- Website
- www.ballastrock.com
Firm profile
FINTRXOverview
Ballast Rock Capital LLC is organized as a limited liability company and is registered with the SEC as of 2023. The firm is classified as a placement agent, which indicates its primary role is intermediary — helping sponsors or managers raise capital from investors — rather than acting as a principal investor or discretionary capital allocator. Public data flags the firm as not being an active ESG investor, not operating as a multi-state adviser, and not serving in a pension consulting capacity. Owner type is listed as a combination of a domestic entity and an individual. Detailed descriptions of client segments, fee schedules, or specific advisory activities were not provided.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Carrie Schneidman
Co-Chief Compliance OfficerCRD 3137950

Thomas Carroll-connell
Founder & CEOCRD 4992661

Ian Garcia
COOCRD 5349405
Contacts
3 of 6
Troy Davidson
Wealth AdvisorCRD 5633234

Dennis Azary
CCOCRD 2384263
Michael Welch
Registered RepresentativeCRD 2769066
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charleston, SC
Charleston
Location
Charleston, SC
Headquartered in Charleston, SC, in the South of the United States.
- Region
- South
- County
- Charleston
- Address
- 460 King St
- Time zone
- ET (UTC-5)
- Office locations
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