Sequence Financial Specialists LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
—
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Florence, South Carolina
CRD number
132915
Registered since
July 11, 2005

Firm profile

FINTRX

Overview

Sequence Financial Specialists LLC is organized as a limited liability company and has been SEC-registered since 2005. Public data classifies the firm as an investment bank and identifies its owner type as a domestic entity/individual. The firm does not identify itself as a capital allocator or an active ESG investor, and it does not list pension consulting or related-adviser roles. Available records do not disclose detailed client-facing attributes such as client segments, fee schedules, or specific advisory activities. The investment-bank classification points toward transactional or capital-markets work rather than a pure wealth-management advisory model, but published information about the firm’s services and strategy is limited.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Stacey Lavender

    Stacey Lavender

    Chief Compliance OfficerCRD 4365033

  • Michael Schaps

    CFOCRD 1892138

  • Andrea Graham

    Andrea Graham

    Chief Operations OfficerCRD 6090670

Contacts

3 of 17
  • Joquinn Sadler

    Joquinn Sadler

    CCOCRD 2817763

  • John Hughes

    John Hughes

    Registered PrincipalCRD 252597

  • William King

    William King

    Head of Business DevelopmentCRD 1542794

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Florence, SC

Florence

Location

Florence, SC

Headquartered in Florence, SC, in the South of the United States.

Region
South
County
Florence
Address
181 E Evans St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth