Global Oak Capital Markets LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Charleston, South Carolina
CRD number
125860
Registered since
August 28, 2003

Firm profile

FINTRX

Overview

Global Oak Capital Markets LLC is organized as a limited liability company and has been SEC-registered since 2003. The firm's owner type is recorded as a mix of a domestic entity and an individual, and the FINTRX snapshot classifies it as "Unclassified." The profile supplied contains minimal detail about the firm's business lines or advisory services. The dataset notes several negative flags rather than active service descriptions: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not newly formed, does not act as a pension consultant, and is not listed as a related adviser. No fee structure, client demographic, or specific advisory activities were provided in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Marie Katz

    Marie Katz

    Chief Financial OfficerCRD 2457660

Contacts

3 of 6
  • William Drake

    William Drake

    PrincipalCRD 1621314

  • Jonathan Liebergall

    Jonathan Liebergall

    Head of Debt Capital MarketsCRD 1744845

  • James Philip

    James Philip

    Managing DirectorCRD 1992671

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charleston, SC

Charleston

Location

Charleston, SC

Headquartered in Charleston, SC, in the South of the United States.

Region
South
County
Charleston
Address
69 Rutledge Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth