Raymond James & Associates, Inc.

Broker-DealerFINRA MemberEst. 1974
Total AUM
$501B
Discretionary
$379B
76% of AUM
Accounts
1,143,145
Employees
16,780
Advisory reps
8,658
Brokerage reps
7,870

Firm details

Headquarters
St Petersburg, Florida
CRD number
705
Registered since
December 19, 1974
Website
www.raymondjames.com
Custodians
RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • HNWI57.63%
  • Individuals23.17%
  • Pension & Profit Sharing Plans9.2%
  • Corporations / Businesses7.99%
  • State / Municipal Government0.96%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Raymond James & Associates, Inc. operates as a corporate broker-dealer and qualified custodian that serves individual, family and institutional clients. The firm is SEC-registered since 1974 and combines traditional brokerage and insurance brokerage activities with advisory services such as financial planning, portfolio management for individuals and institutions, pension consulting, selection of other advisers and client education. Its fee arrangements span percentage-of-assets, hourly and fixed fees as well as commission-based business. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 47%, Public Funds/Mutual Funds 24%, Other 8%, Non-Exchange Traded Equities 7%, State & Local Bonds 4%, Cash & Cash Equivalents 4%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, Non-Investment Grade Corp Bonds 1%, Private Funds 1%47%
  • Exchange Traded Equities47%
  • Public Funds/Mutual Funds24%
  • Other8%
  • Non-Exchange Traded Equities7%
  • State & Local Bonds4%

Owners & executives

3 of 85
  • Michael White

    Michael White

    Chief Marketing Officer Investment BankingCRD 4307754

  • Heather Poole

    Heather Poole

    Practice Business CoordinatorCRD 4412759

  • Suzanne Jenner

    Suzanne Jenner

    Practice Business CoordinatorCRD 4506590

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Contacts

3 of 8573
  • Valerie Vinbaytel

    Valerie Vinbaytel

    Senior Investment Portfolio AnalystCRD 5640473

  • Tiffany Wyles

    Financial AdvisorCRD 5640644

  • Colby Spann

    Colby Spann

    Client Relationship ConsultantCRD 5641427

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 1,548

Active vs passive

$71.8B in ETFs

Passive

93%

$66.7B

Active

7%

$5.1B

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$12.3B23,383,32817.19%
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Location

Primary office

St Petersburg, FL

Pinellas

Location

St Petersburg, FL

Headquartered in St Petersburg, FL, in the South of the United States.

Region
South
County
Pinellas
Address
880 Carillon Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth