RAYMOND JAMES & ASSOCIATES, INC.
Firm details
- Headquarters
- ST PETERSBURG, Florida
- CRD number
- 705
- Registered since
- December 19, 1974
- Website
- www.raymondjames.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI57.63%
- Individuals23.17%
- Pension & Profit Sharing Plans9.2%
- Corporations / Businesses7.99%
- State / Municipal Government0.96%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Raymond James & Associates, Inc. operates as a full‑service broker-dealer and registered municipal advisor that also provides advisory services. The firm is organized as a corporation and has been SEC‑registered since 1974. Its client mix spans individual and family clients as well as institutional accounts. Advisory offerings include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of third‑party managers, and educational workshops. Compensation methods are a mix of percentage-of-AUM fees, hourly and fixed fees, and commission arrangements. The firm does not identify as an active ESG investor and is not positioned as a capital allocator to external managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds24%
- Other8%
- Non-Exchange Traded Equities7%
- State & Local Bonds4%
Owners & executives
3 of 85Cody Cabot
Managing Member And Chief Compliance OfficerCRD 7973124
Leslie Brooks
Chief Experience Officer, Investment BankingCRD 5817010
LAURI MCDOUGALL
Practice Business CoordinatorCRD 1959999
Contacts
3 of 8361AMANDA GREENE
AnalystCRD 5185025
STEVEN PANTUSO
Division ManagerCRD 6336241
JACOB KADANS
Registered Client Service AssociateCRD 7811498
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,546Active vs passive
$71.8B in ETFs
93%
$66.7B
7%
$5.1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $12.3B | 23,383,328 | 17.19% |
Location
ST PETERSBURG, FL
PINELLAS
Location
ST PETERSBURG, FL
Headquartered in ST PETERSBURG, FL, in the South of the United States.
- Region
- South
- County
- PINELLAS
- Address
- 880 Carillon Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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