Raymond James & Associates, Inc.

Broker-DealerFINRA MemberEst. 1974

Total AUM

$501B

Discretionary

$379B

76% of AUM

Accounts

1,143,145

Employees

16,780

Advisory reps

8,507

Brokerage reps

7,870

Firm details

Headquarters: St Petersburg, Florida
CRD number: 705
Registered since: December 19, 1974
Website: www.raymondjames.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: HNWI57.63%
Individuals23.17%
Pension & Profit Sharing Plans9.2%
Corporations / Businesses7.99%
State / Municipal Government0.96%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Raymond James & Associates, Inc. is a corporation that operates as a conventional broker-dealer and a qualified custodian. It has been SEC-registered since 1974 and serves both individual/family clients and institutional clients. The firm combines brokerage, insurance brokerage, and registered municipal advisor activities with advisory services that include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and educational workshops. Fee structures are varied: the firm uses asset-based fees, hourly and fixed fees, and commission arrangements depending on the client relationship and product. Raymond James & Associates, Inc. is not categorized as an active ESG investor in the available data, and it is not identified as a newly formed or multi-state adviser in its filings.