MML Investors Services, LLC

Broker-DealerFINRA MemberEst. 1993

Total AUM

$116B

Discretionary

$70.7B

61% of AUM

Accounts

454,857

Employees

6,976

Advisory reps

7,187

Brokerage reps

6,976

Firm details

Headquarters: Springfield, Massachusetts
CRD number: 10409
Registered since: July 13, 1993
Website: www.massmutual.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals91.47%
HNWI5.33%
Corporations / Businesses1.62%
Pension & Profit Sharing Plans1.24%
Charitable Organizations0.27%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

MML Investors Services, LLC operates as a broker-dealer and insurance broker-dealer that also provides advisory services to both individual/family and institutional clients. The firm is organized as a limited liability company and has been SEC-registered since 1993. Its product and service mix spans brokerage distribution and fee-based advice: financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting and selection of third-party managers, plus educational workshops. The business model blends transactional and advisory revenue: the firm reports multiple fee arrangements including percentage-of-AUM, hourly, fixed fees and other structures. It is identified as an active ESG investor and maintains a range of industry affiliations that include banking, trust, insurance and sponsor roles for pooled vehicles.