MML Investors Services, LLC

Broker-DealerFINRA Member

Total AUM

$116B

Discretionary

$70.7B

61% of AUM

Accounts

454,857

Employees

6,976

Advisory reps

7,300

Brokerage reps

6,976

Firm details

Headquarters: Springfield, Massachusetts
CRD number: 10409
Registered since: July 13, 1993
Website: www.massmutual.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals91.47%
HNWI5.33%
Corporations / Businesses1.62%
Pension & Profit Sharing Plans1.24%
Charitable Organizations0.27%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

MML Investors Services, LLC is a broker-dealer and insurance broker-dealer that also provides advisory services. The firm is SEC-registered (registration year 1993) and serves both individual and family clients as well as institutional accounts. Its advisory menu includes financial planning, portfolio management for individuals and small businesses and for institutional clients, pension consulting, manager selection, and investor education. The firm reports active engagement with environmental, social, and governance (ESG) investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds73%
Exchange Traded Equities20%
Cash & Cash Equivalents3%
US Government Bonds1%
State & Local Bonds1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1,920

Active vs passive

$39.6B in ETFs

Passive

69%

$27.2B

Active

22%

$12.4B

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$2.1B	2,831,023	5.36%

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Primary office

Springfield, MA

Hampden

Location

Springfield, MA

Headquartered in Springfield, MA, in the Northeast of the United States.

Region: Northeast
County: Hampden
Address: 1295 State St
Time zone: ET (UTC-5)
Office locations

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