Santander Securities
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 41791
- Registered since
- September 2, 1999
- Website
- www.santanderbank.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals90.8%
- Other7.81%
- Corporations / Businesses1.35%
- Charitable Organizations0.03%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Santander Securities is a limited liability company operating as a bank-affiliated broker-dealer and insurance broker since 1999. The firm serves both individual & family clients and institutional accounts, providing portfolio management for individuals and small businesses, financial planning, and the selection of other advisers. Its client-fee model is based on a percentage of assets under management, and the firm describes itself as an active ESG investor. Santander Securities does not position itself as a capital allocator; instead it deploys third-party managers and traditional brokerage services alongside advisory offerings.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities60%
- State & Local Bonds19%
- US Government Bonds10%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents4%
Owners & executives
3 of 7Lawrence Carter
Chief Compliance OfficerCRD 2113682
John Marron
Chief Investment OfficerCRD 1177084
Rachel Bartholo Eichenwald
CoordinatorCRD 7344337
Contacts
3 of 372Joseph Petracca
Financial AdvisorCRD 5651037
Jacquelyn Miller
Financial AdvisorCRD 5661734
Kevin Halloran
Financial AdvisorCRD 5734536
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 75 State St
- Time zone
- ET (UTC-5)
- Office locations
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