SANTANDER SECURITIES

Overview

Santander Securities operates as a bank-affiliated broker-dealer organized as a limited liability company and has been SEC-registered since 1999. The firm serves both individual & family clients and institutional accounts, providing brokerage and insurance distribution alongside advisory services. Core advisory capabilities include financial planning, portfolio management for individuals and small businesses, and selecting other advisers. Its compensation model for advisory work is percentage-of-AUM. The firm identifies as an active ESG investor, and regulatory indicators show it is not registered as a multi-state adviser. Business affiliations extend beyond brokerage to banking and insurance channels, reflecting a hybrid model: broker-dealer and insurance broker activities sit alongside affiliations with other investment adviser and banking entities. The firm does not present itself as a capital allocator and is not listed as a related adviser or pension consultant in the provided materials.

Assets & Accounts

Investments & Alternatives

Location & Offices