NATIONAL FINANCIAL SERVICES LLC

Broker-DealerFINRA MemberEst. 1981

Total AUM

—

Advisory reps

2,140

Avg account

Firm details

Headquarters: BOSTON, Massachusetts
CRD number: 13041
Registered since: October 23, 1981

Firm profile

FINTRX

Overview

National Financial Services LLC is organized as a limited liability company and has been SEC-registered since 1981. The firm is classified as a qualified custodian, indicating its primary role is custody and related clearing or servicing functions rather than acting as an investment manager. Ownership is listed as a domestic entity / individual. The available snapshot does not portray the firm as a capital allocator or as an adviser that actively manages client assets. It is also not identified as an active ESG investor, a pension consultant, a related adviser, or a multi-state registered adviser. Specific business and advisory activities are not detailed in the provided data.

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6

CHARLIE GEORGE
Chief AML OfficerCRD 3078024
KAREN MICHELE CRUPI
Senior Vice President & Deputy General Counsel, Chief Legal OfficerCRD 2982229
NOAH RHODES
CFOCRD 6546392