RIAs: Over $5B AUM

2,032 RIAs in the Over $5B AUM range, ranked by reported regulatory assets.

PRINCIPAL ASSET MANAGEMENT

RIA

DES MOINES, IA

AUM $428BTEAM 1394REPS 133

U.S. BANCORP ASSET MANAGEMENT, INC.

RIA

MINNEAPOLIS, MN

AUM $427BTEAM 322REPS 7

BNY Mellon Investment Adviser, Inc.

RIA

New York, NY

AUM $419BTEAM 69REPS 9

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

RIA

New York, NY

AUM $399BTEAM 1542REPS 8

BARINGS LLC

RIA

Charlotte, NC

AUM $393BTEAM 1101REPS 18

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

ST PETERSBURG, FL

AUM $390BTEAM 9675REPS 6643

LOOMIS, SAYLES & COMPANY, L.P.

RIA

BOSTON, MA

AUM $387BTEAM 728REPS 34

FISHER INVESTMENTS

RIA

Plano, TX

AUM $387BTEAM 4369REPS 2833

MITSUBISHI UFJ TRUST AND BANKING CORPORATION

RIA

TOKYO

AUM $384BTEAM 6300REPS 36

KOHLBERG KRAVIS ROBERTS & CO. L.P.

RIA

New York, NY

AUM $382BTEAM 2516REPS 8

JANUS HENDERSON INVESTORS

RIA

DENVER, CO

AUM $380BTEAM 1013REPS 7

DIMENSIONAL FUND ADVISORS LTD

RIA

LONDON

AUM $365BTEAM 162REPS 10

DFA AUSTRALIA LIMITED

RIA

SYDNEY

AUM $362BTEAM 134REPS 11

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

RIA

BOSTON, MA

AUM $351BTEAM 519REPS 5

FIAM LLC

RIA

SMITHFIELD, RI

AUM $348BTEAM 196REPS 12

PGIM Investments LLC

RIA

NEWARK, NJ

AUM $345BTEAM 458REPS 81

VANGUARD ADVISERS, INC.

RIA

MALVERN, PA

AUM $345BTEAM 2208REPS 2319

NISA INVESTMENT ADVISORS, LLC

RIA

SAINT LOUIS, MO

AUM $344BTEAM 417REPS 82

PICTET ASSET MANAGEMENT SA

RIA

GENEVA

AUM $331BTEAM 549REPS 17

NYL INVESTORS LLC

RIA

New York, NY

AUM $329BTEAM 301REPS 10

CAMBRIDGE ASSOCIATES, LLC

RIA

BOSTON, MA

AUM $327BTEAM 1116REPS 11

EDELMAN FINANCIAL ENGINES

RIA

SANTA CLARA, CA

AUM $326BTEAM 1679REPS 711

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

Charlotte, NC

AUM $325BTEAM 714REPS 91

Northwestern Mutual Investment Management Company, LLC

RIA

MILWAUKEE, WI

AUM $323BTEAM 246REPS 9

Other AUM ranges

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