NEUBERGER BERMAN INVESTMENT ADVISERS LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 124687
- Registered since
- January 23, 2003
- Website
- www.nb.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles35.71%
- Investment Companies17.49%
- HNWI15.81%
- Pension & Profit Sharing Plans7.15%
- State / Municipal Government6.98%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Neuberger Berman Investment Advisers LLC operates as a multi-strategy investment manager with a broad mandate across public markets, private funds and securitized vehicles. The firm serves both individual and institutional clients, running discretionary portfolio management at scale while also offering non-discretionary solutions and advisory services for pooled vehicles. Its business lines include portfolio management for individuals, businesses and investment companies, selection of other advisers, and educational programming. Neuberger Berman is identified as an active ESG investor and maintains activities consistent with a CPO/CTA in addition to affiliations that span broker-dealer, trust and insurance company roles and sponsorship or GP responsibilities for pooled vehicles. Investment preferences show a heavy use of exchange-traded equities alongside a meaningful fixed-income tilt. The firm runs a mix of active and structured strategies — including hedge and securitized-asset approaches — and charges a mix of percentage-of-AUM, fixed and performance-based fees depending on the product. Given its structure and product set, Neuberger Berman allocates capital across liquid public markets and a wide array of alternatives, employing both in-house strategies and external third-party managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities41%
- Investment Grade Corp Bonds16%
- US Government Bonds13%
- Non-Investment Grade Corp Bonds10%
- State & Local Bonds6%
Owners & executives
1 of 1Ashok Bhatia
Co-Chief Investment OfficerCRD 2378849
Contacts
3 of 7Leo Viola
Managing DirectorCRD 2612736
MICHAEL CHINNI
Senior Vice PresidentCRD 5721816
BRAD CETRON
Managing DirectorCRD 4040222
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1290 Avenue of the Americas
- Time zone
- ET (UTC-5)
- Office locations
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