BNY Mellon Investment Adviser, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 105642
- Registered since
- December 10, 1971
- Website
- im.bnymellon.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies96.74%
- Pooled Investment Vehicles3.26%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
BNY Mellon Investment Adviser, Inc. is a corporate, SEC-registered investment adviser that primarily serves institutional clients. The firm acts as a portfolio manager for registered investment companies and pooled investment vehicles and also operates in capacities consistent with a commodity pool operator or commodity trading advisor. It charges fees based on a percentage of assets under management and is classified as an "Other Fund Provider" rather than a traditional capital allocator, suggesting a role as an asset manager/sub‑adviser across pooled products. The firm identifies as an active ESG investor. The firm's affiliations span broker‑dealer relationships, banking and trust institutions, insurance companies, sponsor/GP roles for pooled vehicles, and registration as a municipal advisor, which points to integrated support across product sponsorship, custody, and distribution channels.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Kimberly Mackenzie-perman
Chief Financial OfficerCRD 4576869

Peter Sullivan
Chief Legal OfficerCRD 7450283
Contacts
3 of 8John Hunter
Compliance OfficerCRD 2822875
Susan Maroni
SecretaryCRD 7940062
Irene Papadoulis
EVPCRD 733025
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 210Active vs passive
$12.2B in ETFs
97%
$11.9B
3%
$330M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $1.4B | 3,310,805 | 11.25% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, in the Northeast of the United States.
- Region
- Northeast
- County
- New York
- Address
- 240 Greenwich St
- Time zone
- ET (UTC-5)
- Office locations
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