BNY Mellon Investment Adviser, Inc.

RIASEC RegisteredEst. 1971
Total AUM
$419B
Discretionary
$419B
100% of AUM
Avg account
$4.6B
Accounts
91
Employees
69
Advisory reps
9

Firm details

Headquarters
New York, New York
CRD number
105642
Registered since
December 10, 1971
Fee structure
Percentage of AUM
Client types
  • Investment Companies96.74%
  • Pooled Investment Vehicles3.26%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

BNY Mellon Investment Adviser, Inc. operates as an institutional-focused investment manager that emphasizes broad public equity exposure alongside pooled investment vehicle management. The firm acts as portfolio manager for investment companies and pooled vehicles, and its regulatory filings identify it as active on ESG considerations. Its activities span traditional asset management and commodity pool/CTA functions, and it is affiliated with a range of financial services firms (broker-dealers, trust companies, banks and insurers) and sponsors or manages pooled investment products. The manager runs a large, diversified public equity platform — its 13F footprint includes thousands of positions — while also operating private fund vehicles and allocating to third-party alternative managers. The combination of direct equity holdings, ETF exposures and alternative allocations suggests a multi-strategy approach: core long equity positions supplemented by delegated private equity and hedge fund commitments and liquidity managed through mutual funds and ETF sleeves.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Peter Sullivan

    Chief Legal OfficerCRD 7450283

Contacts

3 of 8
  • JOHN HUNTER

    Compliance OfficerCRD 2822875

  • Susan Maroni

    SecretaryCRD 7940062

  • IRENE PAPADOULIS

    EVPCRD 733025

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 210

Active vs passive

$12.2B in ETFs

Passive

97%

$11.9B

Active

3%

$330M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$1.4B3,310,80511.25%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, in the Northeast of the United States.

Region
Northeast
County
NEW YORK
Address
240 Greenwich St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth