BNY Mellon Investment Adviser, Inc.

RIASEC RegisteredEst. 1971
Total AUM
$419B
Discretionary
$419B
100% of AUM
Avg account
$4.6B
Accounts
91
Employees
69
Advisory reps
10

Firm details

Headquarters
New York, New York
CRD number
105642
Registered since
December 10, 1971
Fee structure
Percentage of AUM
Client types
  • Investment Companies96.74%
  • Pooled Investment Vehicles3.26%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

BNY Mellon Investment Adviser, Inc. is a corporate, SEC-registered investment adviser that primarily serves institutional clients. The firm acts as a portfolio manager for registered investment companies and pooled investment vehicles and also operates in capacities consistent with a commodity pool operator or commodity trading advisor. It charges fees based on a percentage of assets under management and is classified as an "Other Fund Provider" rather than a traditional capital allocator, suggesting a role as an asset manager/sub‑adviser across pooled products. The firm identifies as an active ESG investor. The firm's affiliations span broker‑dealer relationships, banking and trust institutions, insurance companies, sponsor/GP roles for pooled vehicles, and registration as a municipal advisor, which points to integrated support across product sponsorship, custody, and distribution channels.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Kimberly Mackenzie-perman

    Kimberly Mackenzie-perman

    Chief Financial OfficerCRD 4576869

  • Peter Sullivan

    Peter Sullivan

    Chief Legal OfficerCRD 7450283

Contacts

3 of 8
  • John Hunter

    Compliance OfficerCRD 2822875

  • Susan Maroni

    SecretaryCRD 7940062

  • Irene Papadoulis

    EVPCRD 733025

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 210

Active vs passive

$12.2B in ETFs

Passive

97%

$11.9B

Active

3%

$330M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$1.4B3,310,80511.25%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, in the Northeast of the United States.

Region
Northeast
County
New York
Address
240 Greenwich St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth