UBS Asset Management (Americas) LLC

RIASEC RegisteredEst. 1989

Total AUM

$588B

Discretionary

$564B

96% of AUM

Avg account

$1.4M

Accounts

433,784

Employees

574

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 106838
Registered since: September 11, 1989
Website: www.ubs.com
Custodians: UBS FINANCIAL SERVICES INC., STATE STREET BANK AND TRUST COMPANY, LONDON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pooled Investment Vehicles31.35%
HNWI17.88%
Investment Companies16.35%
Individuals16.31%
Sovereign Wealth Funds8.61%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

UBS Asset Management (Americas) LLC is the U.S. operating arm of a multi-strategy asset manager that runs pooled vehicles and provides discretionary and non‑discretionary portfolio management across client types. The firm acts as an adviser to a wide range of vehicles — hedge, private equity, real estate, securitized asset and other fund structures — while also providing portfolio management for individuals, small businesses, institutions and investment companies. Its business activities include registered futures/commodity roles (CPO/CTA) and sponsor/manager roles for pooled vehicles; it also performs pension consulting and adviser‑of‑advisers work. Client relationships span individual and family clients as well as institutional investors. Fee arrangements reported include asset‑based fees, fixed fees and performance‑linked fees. The firm identifies as an active ESG investor and maintains a multifaceted regulatory footprint and industry affiliations that extend into broker‑dealer, banking, trust company and swap dealer activities.