UBS Asset Management (Americas) LLC

RIASEC RegisteredEst. 1989

Total AUM

$588B

Discretionary

$564B

96% of AUM

Avg account

$1.4M

Accounts

433,784

Employees

574

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 106838
Registered since: September 11, 1989
Website: www.ubs.com
Custodians: UBS FINANCIAL SERVICES INC., STATE STREET BANK AND TRUST COMPANY, LONDON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pooled Investment Vehicles31.35%
HNWI17.88%
Investment Companies16.35%
Individuals16.31%
Sovereign Wealth Funds8.61%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

UBS Asset Management (Americas) LLC is the U.S. arm of a multifaceted asset manager that operates across pooled vehicles, separate accounts and advisory mandates for both individual/family and institutional clients. The firm provides portfolio management for individuals, small businesses, investment companies, pooled investment vehicles and other institutions, and it also performs pension consulting and manager selection services. It is registered as an active ESG investor and carries business activity registrations consistent with commodity/futures responsibilities (CPO/CTA). Fee arrangements span percentage-of-AUM, fixed fees and performance-based structures. The entity is structured as an LLC and has been SEC-registered since 1989. Its regulatory filings and service lines indicate the firm sponsors and manages pooled investment vehicles and provides sponsor/G.P. roles on certain products.